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CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company

ENERGY FOCUS, INC/DE

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Ticker
EFOI
Exchange
Nasdaq
Industry
Electric Lighting & Wiring Equipment
FY end
Dec 31
Incorporated
OH
Entity type
operating
EIN
943021850
Phone
4407151300
Business address
32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
Former names
FIBERSTARS INC /CA/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2010-02-25 DAVENPORT JOHN President Grant or award · Stock Options for Common Stock +150,000 509,000
2010-02-22 DIKER MANAGEMENT LLC former 10% owner Sale −625,000 $0.95 $594K 1,907,108
2010-02-19 Gelbaum David Director Purchase +625,000 $0.95 $594K 4,636,226
2009-12-31 Gelbaum David Director Purchase +375,000 $0.80 $300K 4,011,226
2009-12-31 KAVESKI JOSEPH G. Chief Executive Officer Grant or award +19,231 $0.65 $13K 54,676
2009-12-31 BERCHTOLD NICHOLAS G Chief Financial Officer Grant or award +16,576 $0.65 $11K 30,038
2009-12-31 BERCHTOLD NICHOLAS G Chief Financial Officer Other disposition · Stock Options for Common Stock −25,000 75,000
2009-12-31 DAVENPORT JOHN President Grant or award +76,923 $0.65 $50K 171,642
2009-12-31 DAVENPORT JOHN President Other disposition · Stock Options for Common Stock −25,000 359,000
2009-12-31 Hilliard Eric Chief Operating Officer Grant or award +14,615 $0.65 $9K 32,592
2009-12-31 Hilliard Eric Chief Operating Officer Other disposition · Stock Options for Common Stock −25,000 150,000
2009-12-31 BUELOW ROGER Chief Technology Officer Grant or award +13,462 $0.65 $9K 30,038
2009-12-31 BUELOW ROGER Chief Technology Officer Other disposition · Stock Options for Common Stock −25,000 106,750
2009-12-31 KAVESKI JOSEPH G. Chief Executive Officer Grant or award · Stock Options for Common Stock +100,000 300,000
2009-12-31 DIKER MANAGEMENT LLC 10% owner Sale −375,000 $0.80 $300K 2,532,108
2009-11-25 SCHNEEBERGER R LOUIS Director Grant or award · DIRECTOR STOCK OPTION +10,000 10,000
2009-10-30 KAVESKI JOSEPH G. Chief Executive Officer Other acquisition +11,766 $0.75 $9K 35,445
2009-10-30 KAVESKI JOSEPH G. Chief Executive Officer Grant or award +11,766 $0.75 $9K 8,824.5
2009-10-30 Gelbaum David Director Purchase +933,334 $700,000.00 $653.3B 3,636,226
2009-06-24 Gelbaum David 10% owner Grant or award · Director Stock Option +8,750 8,750

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