CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2010-07-23 | Kasper Michael A Director | Grant or award · Stock Options for Common Stock | +40,000 | 102,000 | ||
| 2010-07-23 | von Paumgartten Paul Director | Grant or award · Stock Options for Common Stock | +40,000 | 96,000 | ||
| 2010-07-23 | SCHNEEBERGER R LOUIS Director | Grant or award · Stock Options for Common Stock | +40,000 | 50,000 | ||
| 2010-07-23 | FINNERTY J JAMES Director | Grant or award · Stock Options for Common Stock | +40,000 | 93,385 | ||
| 2010-07-23 | Anthony David Director | Grant or award · Stock Options for Common Stock | +40,000 | 50,000 | ||
| 2010-06-16 | Gelbaum David 10% owner | Other acquisition · Warrant to Purchase Common Stock | +150,000 | 150,000 | ||
| 2010-06-08 | FINNERTY J JAMES Director | Sale | −20,000 | $1.10 | $22K | 53,385 |
| 2010-04-23 | Gelbaum David 10% owner | Conversion | +1,560,062 | $0.80 | $1.2M | 6,196,288 |
| 2010-04-23 | Gelbaum David 10% owner | Option exercise · Warrant to Purchase Common Stock | −1,560,062 | $0.13 | $195K | 0 |
| 2010-02-25 | Gelbaum David 10% owner | Grant or award · Warrant to purchase common stock | +150,000 | 0 | ||
| 2010-02-25 | Gelbaum David 10% owner | Option exercise · Option to purchase common stock | +7,500 | 0 | ||
| 2010-02-25 | Gelbaum David Director | Option exercise · Warrant to purchase common stock | +150,000 | 0 | ||
| 2010-02-25 | Gelbaum David Director | Option exercise · Option to purchase common stock | +7,500 | 0 | ||
| 2010-02-25 | KAVESKI JOSEPH G. Chief Executive Officer | Grant or award · Stock Options for Common Stock | +150,000 | 450,000 | ||
| 2010-02-25 | BUELOW ROGER Chief Technology Officer | Grant or award · Stock Options for Common Stock | +150,000 | 223,750 | ||
| 2010-02-25 | BERCHTOLD NICHOLAS G Chief Financial Officer | Grant or award · Stock Options for Common Stock | +150,000 | 225,000 | ||
| 2010-02-25 | Hilliard Eric Chief Operating Officer | Grant or award · Stock Options for Common Stock | +150,000 | 300,000 | ||
| 2010-02-25 | Hilliard Eric Chief Operating Officer | Grant or award · Stock Options for Common Stock | +150,000 | 300,000 | ||
| 2010-02-25 | BERCHTOLD NICHOLAS G Chief Financial Officer | Grant or award · Stock Options for Common Stock | +150,000 | 225,000 | ||
| 2010-02-25 | DAVENPORT JOHN President | Grant or award · Stock Options for Common Stock | +150,000 | 509,000 |
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