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CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company

ENERGY FOCUS, INC/DE

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Ticker
EFOI
Exchange
Nasdaq
Industry
Electric Lighting & Wiring Equipment
FY end
Dec 31
Incorporated
OH
Entity type
operating
EIN
943021850
Phone
4407151300
Business address
32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
Former names
FIBERSTARS INC /CA/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-06-22 Lagarto Brian J Director Option exercise · Restricted Stock Units −10,000 0
2022-06-22 Politziner Philip Director Option exercise +5,000 31,400
2022-06-22 Politziner Philip Director Option exercise · Restricted Stock Units −5,000 0
2022-06-22 Huang Gina Director Option exercise +5,000 381,832
2022-06-22 Huang Gina Director Option exercise · Restricted Stock Units −5,000 0
2022-06-22 Cheng Jennifer Y Director Option exercise +5,000 22,000
2022-06-22 Cheng Jennifer Y Director Option exercise · Restricted Stock Units −5,000 0
2022-06-22 Parker Jeffery Robert Director Option exercise +10,000 10,000
2022-06-22 Parker Jeffery Robert Director Option exercise · Restricted Stock Units −10,000 0
2022-06-22 Socolof Stephen Chairman and Interim CEO Option exercise +5,000 25,500
2022-06-22 Socolof Stephen Chairman and Interim CEO Option exercise · Restricted Stock Units −5,000 0
2022-02-22 Parker Jeffery Robert Director Grant or award · Restricted Stock Units +10,000 10,000
2022-02-19 Lagarto Brian J Director Grant or award · Restricted Stock Units +10,000 10,000
2022-02-11 Galluccio Gregory S Sr. VP, Product Mgmt & Engin. Grant or award · Stock Option (Right to buy) +15,000 15,000
2022-02-11 Huang Gina Director Grant or award · Restricted Stock Units +5,000 5,000
2022-02-11 Warren James Raymond III SVP, GC & Corp. Secretary Grant or award · Stock Option (Right to buy) +15,000 $1.48 $22K 15,000
2022-02-11 Politziner Philip Director Grant or award · Restricted Stock Units +5,000 5,000
2022-02-11 Huang Gina Director Grant or award · Restricted Stock Units +5,000 5,000
2022-02-11 Warren James Raymond III SVP, GC & Corp. Secretary Grant or award · Stock Option (Right to buy) +15,000 15,000
2022-02-11 Cheng Jennifer Y Director Grant or award · Restricted Stock Units +5,000 5,000

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