CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2011-05-05 | Gelbaum David 10% owner | Sale | −8,500 | $0.70 | $6K | 5,140,380 |
| 2011-05-04 | Gelbaum David 10% owner | Sale | −16,000 | $0.74 | $12K | 5,148,880 |
| 2011-04-01 | BERCHTOLD NICHOLAS G Former Chief Financial Officer | Other disposition · Stock Options for Common Stock | −150,000 | 150,000 | ||
| 2011-04-01 | BUELOW ROGER Chief Technology Officer | Other disposition · Stock Options for Common Stock | −150,000 | 148,750 | ||
| 2011-04-01 | DAVENPORT JOHN President | Other disposition · Stock Options for Common Stock | −150,000 | 434,000 | ||
| 2011-04-01 | Hilliard Eric See remarks | Other disposition · Stock Options for Common Stock | −150,000 | 250,000 | ||
| 2011-04-01 | KAVESKI JOSEPH G. Chief Executive Officer | Other disposition · Stock Options for Common Stock | −150,000 | 450,000 | ||
| 2011-03-31 | Gelbaum David Director | Sale | −18,000 | $1.15 | $21K | 5,122,380 |
| 2011-03-30 | Gelbaum David Director | Sale | −24,500 | $1.13 | $28K | 5,140,380 |
| 2011-03-29 | Gelbaum David Director | Sale | −80,000 | $1.25 | $100K | 5,164,880 |
| 2011-03-09 | Gelbaum David 10% owner | Sale | −86,200 | $1.14 | $98K | 5,244,880 |
| 2011-02-25 | Gelbaum David 10% owner | Option exercise | +150,000 | $1.01 | $151K | 5,323,580 |
| 2011-02-25 | Gelbaum David 10% owner | Option exercise | −7,500 | $1.00 | $8K | 5,331,080 |
| 2011-02-25 | Gelbaum David Director | Option exercise | −150,000 | $1.01 | $151K | 5,323,580 |
| 2011-02-25 | Gelbaum David Director | Option exercise | −7,500 | $1.00 | $8K | 5,331,080 |
| 2011-02-24 | Gelbaum David 10% owner | Option exercise | +6,500 | $1.00 | $7K | 5,173,580 |
| 2011-02-24 | Gelbaum David Director | Sale | −6,500 | $1.00 | $7K | 5,173,580 |
| 2011-02-23 | Gelbaum David 10% owner | Sale | −23,300 | $1.00 | $23K | 5,180,080 |
| 2011-02-22 | Gelbaum David 10% owner | Sale | −6,500 | $1.01 | $7K | 5,203,880 |
| 2011-01-31 | Gelbaum David 10% owner | Sale | −42,000 | $1.01 | $42K | 5,209,880 |
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