CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-12-18 | FINNERTY J JAMES Director | Grant or award · Common Stock Option | +35,000 | 130,000 | ||
| 2013-12-18 | Cheng Jennifer Y Director | Grant or award · Common Stock Option | +35,000 | 60,000 | ||
| 2013-12-18 | Ramelot Michael Rush Director | Grant or award · Common Stock Option | +50,000 | 50,000 | ||
| 2013-10-30 | McAuliffe Thomas P. Sr. VP of Business Development | Grant or award · Stock Option | +100,000 | 100,000 | ||
| 2013-10-16 | Huang Gina 10% owner | Conversion | +2,173,913 | $0.23 | $500K | 6,521,739 |
| 2013-10-16 | Huang Gina 10% owner | Conversion · Convertible Subordinated Note | −2,173,913 | 0 | ||
| 2013-10-10 | Luo Jiangang Director | Grant or award · Subordinated Convertible Debt | +2,608,696 | 9,108,697 | ||
| 2013-10-04 | Bright Horizon Partners Inc. 10% owner | Grant or award · Subordinated Convertible Note | +0 | |||
| 2013-09-27 | Cheng Jennifer Y Director | Grant or award · Common Stock Option | +15,000 | 25,000 | ||
| 2013-09-27 | FINNERTY J JAMES Director | Grant or award · Common Stock Option | +15,000 | 95,000 | ||
| 2013-09-16 | Luo Jiangang Director | Grant or award · Subordinated Convertible Debt | +1,282,609 | 6,500,001 | ||
| 2013-08-02 | Luo Jiangang Director | Grant or award · Subordinated Convertible Debt | +434,783 | 5,217,392 | ||
| 2013-07-19 | Lamanna Frank Chief Financial Officer | Grant or award · Stock Option | +50,000 | 85,000 | ||
| 2013-05-30 | Luo Jiangang Director | Grant or award · Subordinated Convertible Debt | +869,565 | 4,782,609 | ||
| 2013-05-29 | Huang Gina 10% owner | Conversion | +4,347,826 | $0.23 | $1000K | 4,347,826 |
| 2013-05-29 | Huang Gina 10% owner | Conversion · Convertible Subordinated Note | −4,347,826 | 0 | ||
| 2013-05-17 | Huang Gina 10% owner | Grant or award · Convertible Subordinated Note | +2,173,913 | 2,173,913 | ||
| 2013-04-29 | Tu James Executive Chairman | Grant or award · Stock Option | +400,000 | 400,000 | ||
| 2013-04-29 | Tu James Executive Chairman | Grant or award · Stock Option | +400,000 | 3,200,000 | ||
| 2013-04-29 | Hilliard Eric President and COO | Grant or award · Stock Option | +100,000 | 475,000 |
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