CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-03-31 | Bright Horizon Partners Inc. 10% owner | Conversion · Subordinated Convertible Note | −0 | |||
| 2014-03-31 | Bright Horizon Partners Inc. 10% owner | Conversion · Subordinated Convertible Note | −0 | |||
| 2014-03-31 | Bright Horizon Partners Inc. 10% owner | Conversion · Subordinated Convertible Note | −0 | |||
| 2014-03-31 | Bright Horizon Partners Inc. 10% owner | Conversion · Subordinated Convertible Note | −0 | |||
| 2014-03-31 | Luo Jiangang Director | Conversion | +9,108,697 | $0.23 | $2.1M | 9,108,697 |
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −1,086,957 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −652,174 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −869,565 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −2,173,913 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −434,783 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −1,282,609 | 0 | ||
| 2014-03-31 | Luo Jiangang Director | Conversion · Subordinated Convertible Debt | −2,608,696 | 0 | ||
| 2014-01-28 | Tu James Executive Chairman and CEO | Grant or award · Stock option | +800,000 | 800,000 | ||
| 2014-01-28 | DAVENPORT JOHN Director | Grant or award · Stock option | +50,000 | 50,000 | ||
| 2014-01-28 | Matrisciano Theresa A. VP of Human Resources | Grant or award · Stock option | +75,000 | 75,000 | ||
| 2014-01-28 | Hilliard Eric President and COO | Grant or award · Stock Option | +125,000 | 125,000 | ||
| 2014-01-28 | Lamanna Frank Chief Financial Officer | Grant or award · Stock option | +75,000 | 75,000 | ||
| 2014-01-28 | Cheng Simon Director | Grant or award · Stock option | +50,000 | 50,000 | ||
| 2013-12-31 | Hilliard Eric President and COO | Grant or award | +14,347 | $0.35 | $5K | 30,052 |
| 2013-12-18 | Luo Jiangang Director | Grant or award · Common Stock Option | +50,000 | 9,158,697 |
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