CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-02-24 | Tu James Executive Chairman and CEO | Option exercise | +90,000 | $4.30 | $387K | 300,000 |
| 2015-02-24 | Tu James Executive Chairman and CEO | Option exercise · Warrant (Right to Buy) | −90,000 | 0 | ||
| 2015-02-17 | Cohen William Director | Option exercise | +200,000 | $4.30 | $860K | 600,000 |
| 2015-02-17 | Cohen William Director | Option exercise · Warrant (Right to Buy) | −200,000 | 0 | ||
| 2015-01-20 | Huang Gina 10% owner | Purchase | +200,000 | $4.50 | $900K | 852,173 |
| 2015-01-20 | Huang Gina 10% owner | Purchase | +200,000 | $4.50 | $900K | 800,000 |
| 2014-09-10 | DAVENPORT JOHN Director | Conversion | +12,500 | $0.10 | $1K | 34,169 |
| 2014-09-10 | DAVENPORT JOHN Director | Conversion · Warrant for Common Stock | −12,500 | 0 | ||
| 2014-07-16 | Ramelot Michael Rush Director | Grant or award · Common Stock Option | +5,000 | 5,000 | ||
| 2014-07-15 | Cohen William Director | Grant or award · Stock Option | +5,000 | 5,000 | ||
| 2014-07-15 | He Xin Director | Grant or award · Stock Option | +5,000 | 5,000 | ||
| 2014-06-30 | Hilliard Eric President and COO | Grant or award | +12,516 | $0.40 | $5K | 68,860 |
| 2014-06-20 | Huang Gina 10% owner | Conversion | +2,000,000 | $0.43 | $860K | 6,000,000 |
| 2014-06-20 | Huang Gina 10% owner | Conversion · Warrants to purchase Common Stock | −2,000,000 | 0 | ||
| 2014-05-27 | Hilliard Eric President and COO | Shares withheld for taxes | −16,216 | $0.57 | $9K | 56,344 |
| 2014-05-27 | DAVENPORT JOHN Director | Shares withheld for taxes | −78,592 | $0.57 | $45K | 216,690 |
| 2014-05-21 | SWIDARSKI THOMAS W Director | Grant or award · Stock Option | +100,000 | 100,000 | ||
| 2014-03-31 | Cohen William 10% owner | Conversion | +1,086,957 | $0.23 | $250K | 1,086,957 |
| 2014-03-31 | Cohen William 10% owner | Conversion · Convertible Note | −1,086,957 | 0 | ||
| 2014-03-31 | Bright Horizon Partners Inc. 10% owner | Conversion | +11,304,347 | $0.23 | $2.6M | 11,304,347 |
Page 13 of 16 · 307 trades