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CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company

ENERGY FOCUS, INC/DE

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Ticker
EFOI
Exchange
Nasdaq
Industry
Electric Lighting & Wiring Equipment
FY end
Dec 31
Incorporated
OH
Entity type
operating
EIN
943021850
Phone
4407151300
Business address
32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
Former names
FIBERSTARS INC /CA/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-12-31 Miller Marcia Jean Chief Financial Officer Grant or award +1,196 $8.47 $10K 8,377
2015-09-17 Luo Jiangang Director Grant or award · Restricted Stock Units +2,500 2,500
2015-09-17 Dorchak Glenda Director Grant or award · Restricted Stock Units +2,500 2,500
2015-09-17 Eisenberg Marc Director Grant or award · Restricted Stock Units +2,500 2,500
2015-09-17 BLACK RONALD D Director Grant or award · Restricted Stock Units +2,500 2,500
2015-09-17 Miller Marcia Jean Chief Financial Officer Grant or award · Stock Option +10,000 10,000
2015-09-16 Luo Jiangang Director Sale −391,304 $15.98 $6.3M 519,565
2015-09-16 Huang Gina 10% owner Sale −434,783 $15.98 $6.9M 417,390
2015-09-16 Bright Horizon Partners Inc. 10% owner Sale −391,304 $15.98 $6.3M 639,130
2015-07-23 Cohen William Director Grant or award · Stock Option +5,000 5,000
2015-07-23 Ramelot Michael Rush Director Grant or award · Stock Option +5,000 5,000
2015-06-30 Miller Marcia Jean Interim CFO Other acquisition +766 $4.21 $3K 7,181
2015-06-30 Hilliard Eric President & COO Other acquisition +1,334 $4.21 $6K 9,412
2015-04-01 Bright Horizon Partners Inc. 10% owner Sale −100,000 $4.00 $400K 1,030,434
2015-03-16 Cheng Simon Director Grant or award · Stock Option +7,500 7,500
2015-03-16 DAVENPORT JOHN Director Grant or award · Stock Option +7,500 7,500
2015-03-16 Tu James Executive Chairman and CEO Grant or award · Stock Option +80,000 80,000
2015-03-16 Hilliard Eric President and COO Grant or award · Stock Option +40,000 40,000
2015-03-16 Miller Marcia Jean Interim CFO Grant or award · Stock Option +15,000 15,000
2015-03-16 Matrisciano Theresa A. VP of Human Resources Grant or award · Stock Option +15,000 15,000

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