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CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company

ENERGY FOCUS, INC/DE

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Ticker
EFOI
Exchange
Nasdaq
Industry
Electric Lighting & Wiring Equipment
FY end
Dec 31
Incorporated
OH
Entity type
operating
EIN
943021850
Phone
4407151300
Business address
32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
Former names
FIBERSTARS INC /CA/
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-06-01 BLACK RONALD D Director Option exercise +2,500 2,500
2016-06-01 BLACK RONALD D Director Option exercise · Restricted Stock Units −2,500 0
2016-06-01 Luo Jiangang Director Option exercise +2,500 5,002
2016-06-01 Luo Jiangang Director Option exercise · Restricted Stock Units −2,500 0
2016-06-01 Eisenberg Marc Director Option exercise +2,500 2,500
2016-06-01 Eisenberg Marc Director Option exercise · Restricted Stock Units −2,500 0
2016-06-01 Dorchak Glenda Director Option exercise +2,500 2,500
2016-06-01 Dorchak Glenda Director Option exercise · Restricted Stock Units −2,500 0
2016-03-16 Cohen William Director Grant or award · Restricted Stock Units +490 1,240
2016-03-16 Cheng Simon Director Grant or award · Stock Option +3,150 $6.77 $21K 3,150
2016-03-16 Cheng Simon Director Grant or award · Restricted Stock Units +2,330 2,330
2016-03-14 Cohen William Director Purchase +1,259 $7.88 $10K 1,259
2016-03-14 Tu James Executive Chairman & CEO Grant or award · Stock Option +51,350 51,350
2016-03-14 Tu James Executive Chairman & CEO Grant or award · Restricted Stock Units +37,915 37,915
2016-03-14 Miller Marcia Jean Chief Financial Officer Grant or award · Stock Option +13,800 13,800
2016-03-14 Miller Marcia Jean Chief Financial Officer Grant or award · Restricted Stock Units +10,190 10,190
2016-03-14 Ramelot Michael Rush Director Purchase +3,000 $8.05 $24K 3,000
2016-03-14 Hilliard Eric President & COO Grant or award · Stock Option +22,020 22,020
2016-03-14 Hilliard Eric President & COO Grant or award · Restricted Stock Units +16,260 16,260
2015-12-31 Hilliard Eric President & COO Grant or award +1,253 $8.47 $11K 10,665

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