CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
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- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-09-12 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +3,334 | 19,161 | ||
| 2016-12-13 | Mumford Lisa Chief Financial Officer | Grant or award · LTIP Units | +11,166 | 49,724 | ||
| 2016-11-16 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +65,879 | 1,044,492 | ||
| 2016-09-14 | SIMON RONALD I Director | Option exercise | +2,475 | 18,026 | ||
| 2016-09-14 | SIMON RONALD I Director | Option exercise · LTIP Units | −2,475 | 2,801 | ||
| 2016-09-13 | SIMON RONALD I Director | Grant or award · LTIP Units | +2,801 | 5,276 | ||
| 2016-09-13 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +2,801 | 15,827 | ||
| 2016-09-13 | Resendez Edward Director | Grant or award · LTIP Units | +2,801 | 14,577 | ||
| 2016-03-07 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +8,601 | 978,613 | ||
| 2015-12-15 | Mumford Lisa Chief Financial Officer | Grant or award · LTIP Units | +11,422 | 38,558 | ||
| 2015-09-15 | SIMON RONALD I Director | Option exercise | +1,947 | 15,551 | ||
| 2015-09-15 | SIMON RONALD I Director | Grant or award · LTIP Units | +2,475 | 4,422 | ||
| 2015-09-15 | SIMON RONALD I Director | Option exercise · LTIP Units | −1,947 | 2,475 | ||
| 2015-09-15 | Resendez Edward Director | Grant or award · LTIP Units | +2,475 | 11,776 | ||
| 2015-09-15 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +2,475 | 13,026 | ||
| 2015-07-08 | Penn Laurence CEO and President | Other acquisition | +279,023 | 462,197 | ||
| 2015-07-08 | Tecotzky Mark Co-Chief Investment Officer | Other acquisition | +4,042 | 25,326 | ||
| 2014-12-11 | Mumford Lisa Chief Financial Officer | Grant or award · LTIP Units | +11,994 | 27,136 | ||
| 2014-11-04 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +6,106 | 2,211,729 | ||
| 2014-09-11 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +1,947 | 10,551 |
Page 7 of 14 · 272 trades