CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
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- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-09-12 | SIMON RONALD I Director | Grant or award · LTIP Units | +3,610 | 6,944 | ||
| 2018-09-12 | Mumford Lisa Director | Grant or award · LTIP Units | +3,610 | 65,107 | ||
| 2018-09-12 | Resendez Edward Director | Grant or award · LTIP Units | +3,610 | 21,521 | ||
| 2018-09-12 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +3,610 | 22,771 | ||
| 2018-08-01 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +1,841 | 1,025,920 | ||
| 2018-05-23 | SIMON RONALD I Director | Purchase | +1,839 | $16.20 | $30K | 22,666 |
| 2018-05-14 | Penn Laurence CEO and President | Purchase | +3,959 | $15.96 | $63K | 44,524 |
| 2018-05-14 | Vranos Michael W Co-Chief Investment Officer | Purchase | +15,835 | $15.96 | $253K | 394,321 |
| 2018-05-11 | Vranos Michael W Co-Chief Investment Officer | Purchase | +63,960 | $15.80 | $1.0M | 378,486 |
| 2018-05-11 | Penn Laurence CEO and President | Purchase | +19,990 | $15.79 | $316K | 40,565 |
| 2018-05-10 | Penn Laurence CEO and President | Purchase | +3,900 | $15.68 | $61K | 20,575 |
| 2017-12-14 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −8,933 | 1,035,559 | ||
| 2017-12-14 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −11,480 | 1,024,079 | ||
| 2017-12-12 | Mumford Lisa Chief Financial Officer | Grant or award · LTIP Units | +11,773 | 61,497 | ||
| 2017-09-30 | Tecotzky Mark Co-Chief Investment Officer | Other acquisition | +1,511 | 26,838 | ||
| 2017-09-30 | Penn Laurence CEO and President | Other acquisition | +6,414 | 468,611 | ||
| 2017-09-13 | SIMON RONALD I Director | Option exercise | +2,801 | 20,827 | ||
| 2017-09-13 | SIMON RONALD I Director | Option exercise · LTIP Units | −2,801 | 3,334 | ||
| 2017-09-12 | SIMON RONALD I Director | Grant or award · LTIP Units | +3,334 | 6,135 | ||
| 2017-09-12 | Resendez Edward Director | Grant or award · LTIP Units | +3,334 | 17,911 |
Page 6 of 14 · 272 trades