CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
Sign in to watch- Ticker
- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-12-13 | Smernoff Chris Chief Accounting Officer | Grant or award · OP LTIP Units | +7,373 | 27,036 | ||
| 2019-12-13 | Herlihy John Chief Financial Officer | Grant or award · OP LTIP Units | +12,763 | 23,364 | ||
| 2019-11-15 | Vranos Michael W Co-Chief Investment Officer | Other disposition · Common Units | −36,313 | 175,687 | ||
| 2019-11-15 | Vranos Michael W Co-Chief Investment Officer | Other disposition · LTIP Units | −51,558 | 320,604 | ||
| 2019-11-14 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −178,306 | 850,250 | ||
| 2019-09-12 | SIMON RONALD I Director | Option exercise | +3,610 | 29,610 | ||
| 2019-09-12 | SIMON RONALD I Director | Option exercise · OP LTIP Units | −3,610 | 3,638 | ||
| 2019-09-11 | ROBARDS THOMAS F Director | Grant or award · OP LTIP Units | +3,638 | 26,409 | ||
| 2019-09-11 | Resendez Edward Director | Grant or award · OP LTIP Units | +3,638 | 25,159 | ||
| 2019-09-11 | Mumford Lisa Director | Grant or award · OP LTIP Units | +3,638 | 68,745 | ||
| 2019-09-11 | SIMON RONALD I Director | Grant or award · OP LTIP Units | +3,638 | 7,248 | ||
| 2019-07-03 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +8,078 | $17.95 | $145K | 1,028,556 |
| 2018-12-11 | Herlihy John Chief Financial Officer | Grant or award · OP LTIP Units | +10,601 | 10,601 | ||
| 2018-12-11 | Smernoff Chris Chief Accounting Officer | Grant or award · OP LTIP Units | +6,782 | 6,782 | ||
| 2018-11-14 | Penn Laurence CEO and President | Purchase | +28,631 | $16.15 | $462K | 105,563 |
| 2018-11-13 | Penn Laurence CEO and President | Grant or award | +2,408 | $16.16 | $39K | 76,932 |
| 2018-11-12 | Penn Laurence CEO and President | Purchase | +30,000 | $16.20 | $486K | 74,524 |
| 2018-10-31 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +2,636 | 1,028,556 | ||
| 2018-09-13 | SIMON RONALD I Director | Option exercise | +3,334 | 26,000 | ||
| 2018-09-13 | SIMON RONALD I Director | Option exercise · LTIP Units | −3,334 | 3,610 |
Page 5 of 14 · 272 trades