CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
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- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-09-14 | Mumford Lisa Director | Grant or award · OP LTIP Units | +4,066 | 78,521 | ||
| 2021-09-14 | Resendez Edward Director | Grant or award · OP LTIP Units | +4,066 | 34,935 | ||
| 2021-09-14 | Dannhauser Stephen J Director | Grant or award · OP LTIP Units | +4,066 | 4,066 | ||
| 2021-09-13 | SIMON RONALD I Director | Option exercise | +5,710 | 38,958 | ||
| 2021-09-13 | SIMON RONALD I Director | Option exercise · OP LTIP Units | −5,710 | 0 | ||
| 2021-07-30 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +37,373 | 888,260 | ||
| 2020-12-17 | Smernoff Chris Chief Accounting Officer | Grant or award · OP LTIP Units | +9,985 | 37,021 | ||
| 2020-12-17 | Herlihy John Chief Financial Officer | Grant or award · OP LTIP Units | +19,213 | 42,577 | ||
| 2020-12-11 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +140,600 | 1,889,689 | ||
| 2020-09-11 | SIMON RONALD I Director | Option exercise · OP LTIP Units | −3,638 | 5,710 | ||
| 2020-09-10 | SIMON RONALD I Director | Option exercise | +3,638 | 33,248 | ||
| 2020-09-10 | SIMON RONALD I Director | Grant or award · OP LTIP Units | +5,710 | 9,348 | ||
| 2020-09-10 | ROBARDS THOMAS F Director | Grant or award · OP LTIP Units | +5,710 | 32,119 | ||
| 2020-09-10 | Mumford Lisa Director | Grant or award · OP LTIP Units | +5,710 | 74,455 | ||
| 2020-09-10 | Resendez Edward Director | Grant or award · OP LTIP Units | +5,710 | 30,869 | ||
| 2020-03-02 | Penn Laurence CEO and President | Option exercise | +38,759 | 38,759 | ||
| 2020-03-02 | Penn Laurence CEO and President | Option exercise · Common Units | −38,759 | 0 | ||
| 2020-03-02 | Vranos Michael W Co-Chief Investment Officer | Option exercise | +129,516 | 129,516 | ||
| 2020-03-02 | Vranos Michael W Co-Chief Investment Officer | Option exercise · Common Units | −129,516 | 46,171 | ||
| 2020-02-05 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +637 | 850,887 |
Page 4 of 14 · 272 trades