CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
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- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-12-04 | Mumford Lisa Director | Option exercise | +84,720 | 84,720 | ||
| 2023-12-04 | Mumford Lisa Director | Option exercise · OP LTIP Units | −84,720 | 0 | ||
| 2023-09-14 | SIMON RONALD I Director | Option exercise | +6,199 | 49,223 | ||
| 2023-09-14 | SIMON RONALD I Director | Option exercise · OP LTIP Units | −6,199 | 0 | ||
| 2022-12-15 | Herlihy John Chief Financial Officer | Grant or award · OP LTIP Units | +19,909 | 84,675 | ||
| 2022-12-15 | Smernoff Chris Chief Accounting Officer | Grant or award · OP LTIP Units | +9,508 | 55,920 | ||
| 2022-09-13 | SIMON RONALD I Director | Option exercise | +4,066 | 43,024 | ||
| 2022-09-13 | SIMON RONALD I Director | Grant or award · OP LTIP Units | +6,199 | 10,265 | ||
| 2022-09-13 | SIMON RONALD I Director | Option exercise · OP LTIP Units | −4,066 | 6,199 | ||
| 2022-09-13 | Resendez Edward Director | Grant or award · OP LTIP Units | +6,199 | 41,134 | ||
| 2022-09-13 | Mumford Lisa Director | Grant or award · OP LTIP Units | +6,199 | 84,720 | ||
| 2022-09-13 | Dannhauser Stephen J Director | Grant or award · OP LTIP Units | +6,199 | 10,265 | ||
| 2022-02-22 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +19,094 | 927,141 | ||
| 2021-12-16 | Herlihy John Chief Financial Officer | Grant or award · OP LTIP Units | +22,189 | 64,766 | ||
| 2021-12-16 | Smernoff Chris Chief Accounting Officer | Grant or award · OP LTIP Units | +9,391 | 46,412 | ||
| 2021-11-12 | Vranos Michael W Co-Chief Investment Officer | Other acquisition | +28,453 | 916,713 | ||
| 2021-11-12 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −8,666 | 908,047 | ||
| 2021-11-12 | Vranos Michael W Co-Chief Investment Officer | Other disposition · Common Units | −17,650 | 28,521 | ||
| 2021-11-12 | Vranos Michael W Co-Chief Investment Officer | Other disposition · LTIP Units | −1,363 | 319,241 | ||
| 2021-09-14 | SIMON RONALD I Director | Grant or award · OP LTIP Units | +4,066 | 4,066 |
Page 3 of 14 · 272 trades