CIK 0001411342 · Large accelerated filer
Ellington Financial Inc.
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- EFC
- Exchange
- NYSE
- Industry
- Real Estate
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- 203-698-1200
- Business address
- 53 Forest Ave, Greenwich, CT, 06870
- Former names
- Ellington Financial LLC
Securities
- EFC Common Stock NYSE
- EFC-PB 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PC 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock NYSE
- EFC-PD 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2011-10-17 | Vranos Michael W Co-Chief Investment Officer | Purchase | +570 | $17.47 | $10K | 2,070 |
| 2011-10-17 | Tecotzky Mark Co-Chief Investment Officer | Purchase | +190 | $17.47 | $3K | 690 |
| 2011-10-14 | Vranos Michael W Co-Chief Investment Officer | Purchase | +390 | $17.50 | $7K | 1,500 |
| 2011-10-14 | Tecotzky Mark Co-Chief Investment Officer | Purchase | +130 | $17.50 | $2K | 500 |
| 2011-10-14 | Penn Laurence CEO and President | Purchase | +455 | $17.50 | $8K | 1,749 |
| 2011-10-13 | Vranos Michael W Co-Chief Investment Officer | Purchase | +600 | $17.38 | $10K | 1,110 |
| 2011-10-13 | Tecotzky Mark Co-Chief Investment Officer | Purchase | +200 | $17.38 | $3K | 370 |
| 2011-10-13 | Penn Laurence CEO and President | Purchase | +700 | $17.38 | $12K | 1,294 |
| 2011-10-12 | Vranos Michael W Co-Chief Investment Officer | Purchase | +510 | $17.74 | $9K | 510 |
| 2011-10-12 | Tecotzky Mark Co-Chief Investment Officer | Purchase | +170 | $17.74 | $3K | 170 |
| 2011-10-12 | Penn Laurence CEO and President | Purchase | +594 | $17.74 | $11K | 594 |
| 2011-10-05 | SIMON RONALD I Director | Option exercise | +1,250 | 8,750 | ||
| 2011-10-05 | SIMON RONALD I Director | Option exercise · LTIP Units | −1,250 | 1,250 | ||
| 2011-09-15 | SIMON RONALD I Director | Grant or award · LTIP Units | +1,250 | 2,500 | ||
| 2011-09-15 | Resendez Edward Director | Grant or award · LTIP Units | +1,250 | 3,750 | ||
| 2011-09-15 | ROBARDS THOMAS F Director | Grant or award · LTIP Units | +1,250 | 5,000 | ||
| 2011-08-11 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −109,000 | 1,228,920 | ||
| 2011-08-11 | Vranos Michael W Co-Chief Investment Officer | Other disposition | −109,000 | 2,499,381 | ||
| 2011-08-11 | Vranos Michael W Co-Chief Investment Officer | Gift | −109,000 | 2,499,381 | ||
| 2011-05-20 | EMG Holdings, L.P. 10% owner | Other acquisition | +1,955 | 1,337,900 |
Page 13 of 14 · 272 trades