CIK 0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
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- ECF
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- EIN
- 133345139
- Phone
- (973) 631-1177
- Business address
- 65 MADISON AVENUE, SUITE 550, MORRISTOWN, NJ, 07960
- Former names
- ELLSWORTH FUND LTD, ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
Securities
- ECF Ellsworth Growth and Income Fund Ltd. NYSE
- ECF-PA 5.25% Series A Cumulative Preferred Shares (Liquidation Preference $25.00 per share) NYSE
- Open-market buys, last 90 days
- $2,573,176
- in 18 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$2,573,176. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-12-29 | PLATT NICOLAS W Director | Purchase | +200 | $7.75 | $2K | 700 |
| 2015-12-09 | MELARKEY MICHAEL J Director | Purchase | +2,600 | $7.69 | $20K | 2,600 |
| 2015-11-25 | LAKE H TUCKER JR former Vice President | Other acquisition | +0 | 6,383 | ||
| 2015-11-25 | ORTIZ GERMAINE M former Vice President | Other acquisition | +0 | 3,562 | ||
| 2015-11-09 | VANEKRIS ANTHONIE C Director | Purchase | +3,000 | $8.02 | $24K | 3,000 |
| 2015-11-09 | VANEKRIS ANTHONIE C Director | Purchase | +3,000 | $8.02 | $24K | 3,000 |
| 2015-09-28 | DINSMORE CAPITAL MANAGEMENT CO/NJ Investment Adviser | Sale | −1,256 | $7.96 | $10K | 14,719.92 |
| 2015-09-28 | DINSMORE THOMAS H Chairman and CEO | Purchase | +1,256 | $7.96 | $10K | 71,649.92 |
| 2015-09-25 | DINSMORE THOMAS H Chairman and CEO | Other disposition | −1,661.93 | 70,393.92 | ||
| 2015-03-25 | O'Keeffe Jane D President | Other disposition | −2,087.58 | 18,158.02 | ||
| 2013-07-09 | Bizzell Kinchen C Director | Purchase | +650 | $7.65 | $5K | 4,902.75 |
| 2013-06-24 | O'Keeffe Jane D President | Purchase | +2,000 | $7.40 | $15K | 16,740.5 |
| 2013-06-24 | DINSMORE THOMAS H Chairman and CEO | Purchase | +800 | $7.47 | $6K | 64,062.58 |
| 2013-06-24 | DINSMORE THOMAS H Chairman and CEO | Purchase | +400 | $7.48 | $3K | 64,462.58 |
| 2013-06-24 | Dinsmore James Andrew Executive Vice President | Purchase | +500 | $7.48 | $4K | 3,028 |
| 2013-06-18 | BOGAN ELIZABETH C Director | Sale | −630 | $7.69 | $5K | 28,518 |
| 2013-06-18 | BOGAN ELIZABETH C Director | Sale | −12,518 | $7.68 | $96K | 16,000 |
| 2013-06-18 | BOGAN ELIZABETH C Director | Sale | −4,000 | $7.67 | $31K | 12,000 |
| 2013-01-11 | Finnican Peter M Adviser's marketing director | Gift | +1,000 | 1,000 | ||
| 2013-01-11 | Finnican Peter M Adviser's marketing director | Gift | +1,000 | 2,212 |
Page 5 of 13 · 252 trades