CIK 0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
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- ECF
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- EIN
- 133345139
- Phone
- (973) 631-1177
- Business address
- 65 MADISON AVENUE, SUITE 550, MORRISTOWN, NJ, 07960
- Former names
- ELLSWORTH FUND LTD, ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
Securities
- ECF Ellsworth Growth and Income Fund Ltd. NYSE
- ECF-PA 5.25% Series A Cumulative Preferred Shares (Liquidation Preference $25.00 per share) NYSE
- Open-market buys, last 90 days
- $2,573,176
- in 18 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$2,573,176. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2003-11-05 | LAKE H TUCKER JR VICE PRESIDENT | Option exercise · Subscription Rights (Right to buy) | −732 | 1,812 | ||
| 2003-11-05 | LAKE H TUCKER JR VICE PRESIDENT | Option exercise · Subscription Rights (Right to buy) | −144 | 0 | ||
| 2003-11-05 | PIERRE MERCEDES A Assistant Treasurer | Option exercise | +228 | $7.76 | $2K | 1,974 |
| 2003-11-05 | PIERRE MERCEDES A Assistant Treasurer | Option exercise · Subscription Rights (Right to buy) | −1,368 | 384 | ||
| 2003-11-05 | LAKE JOSHUA P Ass't Treas. / Ass't Secretary | Option exercise | +43 | $7.76 | $334 | 309 |
| 2003-11-05 | LAKE JOSHUA P Ass't Treas. / Ass't Secretary | Option exercise | +9 | $7.76 | $70 | 61 |
| 2003-11-05 | LAKE JOSHUA P Ass't Treas. / Ass't Secretary | Option exercise · Subscription Rights (Right to buy) | −258 | 0 | ||
| 2003-11-05 | LAKE JOSHUA P Ass't Treas. / Ass't Secretary | Option exercise · Subscription Rights (Right to buy) | −54 | 0 | ||
| 2003-11-05 | DINSMORE JEAN H Director of Investment Adviser | Option exercise | +916 | $7.76 | $7K | 18,937 |
| 2003-11-05 | DINSMORE JEAN H Director of Investment Adviser | Option exercise · Subscription Rights (Right to buy) | −5,496 | 0 | ||
| 2003-11-05 | LEVINE SIGMUND Secretary | Option exercise | +1,000 | $7.76 | $8K | 7,931 |
| 2003-11-05 | LEVINE SIGMUND Secretary | Option exercise · Subscription Rights (Right to buy) | −6,000 | 720 | ||
| 2003-11-05 | HALSTED DONALD M JR Director | Option exercise | +142 | $7.76 | $1K | 2,489 |
| 2003-11-05 | HALSTED DONALD M JR Director | Option exercise · Subscription Rights (Right to buy) | −852 | 250 | ||
| 2003-11-04 | DAVIS DINSMORE MANAGEMENT CO/NJ Investment Adviser | Option exercise | +2,337 | $7.76 | $18K | 16,357 |
| 2003-11-04 | DAVIS DINSMORE MANAGEMENT CO/NJ Investment Adviser | Option exercise · Subscription Rights (Right to buy) | −14,022 | 0 | ||
| 2003-11-04 | BENTON WILLIAM A Director | Option exercise | +984 | $7.76 | $8K | 6,884 |
| 2003-11-04 | BENTON WILLIAM A Director | Option exercise · Subscription Rights (Right to buy) | −5,904 | 0 | ||
| 2003-11-04 | LEVINE GARY I Vice President and Treasurer | Option exercise | +45 | $7.76 | $349 | 311 |
| 2003-11-04 | LEVINE GARY I Vice President and Treasurer | Option exercise | +237 | $7.76 | $2K | 1,655 |
Page 12 of 13 · 252 trades