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CIK 0001396536 · Non-accelerated filer<br>Smaller reporting company

DUOS TECHNOLOGIES GROUP, INC.

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Ticker
DUOT
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
FL
Entity type
operating
EIN
650493217
Phone
904-296-2800
Business address
6651 GATE PARKWAY, 4TH FLOOR, JACKSONVILLE, FL, 32256
Former names
DUOS TECHNOLOGY GROUP, INC., INFORMATION SYSTEMS ASSOCIATES, INC.
Open-market buys, last 90 days
$218,401
in 3 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$218,401. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Recker Frank Douglas +$169K Chief Executive Officer 2 filings
  2. Nixon James Craig +$49K Director 1 filing

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-09-19 Bleichroeder LP 10% owner Other disposition · Warrants to Purchase Common Stock −44,644 0
2024-09-19 Bleichroeder LP 10% owner Other acquisition · Warrants to Purchase Common Stock +300,000 300,000
2024-09-19 Bleichroeder LP 10% owner Other acquisition · Warrants to Purchase Common Stock +44,644 44,644
2024-09-19 Bleichroeder LP 10% owner Option exercise · Warrants to Purchase Common Stock −300,000 0
2024-09-19 Bleichroeder LP 10% owner Option exercise · Warrants to Purchase Common Stock −44,644 0
2024-09-19 Bleichroeder LP 10% owner Other disposition · Series E Convertible Preferred Stock −12,500 $1,000.00 $12.5M 0
2024-09-19 Bleichroeder LP 10% owner Other acquisition · Series E Convertible Preferred Stock +12,500 $1,000.00 $12.5M 12,500
2024-07-22 Bleichroeder LP 10% owner Purchase · Warrants to Purchase Common Stock +300,000 300,000
2024-06-28 Ferry Charles Parker CEO Grant or award +1,183 $2.30 $3K 2,258
2024-06-28 Goldfarb Adrian Graham CFO Grant or award +506 $2.30 $1K 10,585
2024-06-28 EHRMAN KENNETH S Director Grant or award +4,424 $2.83 $13K 63,539
2024-06-28 Lonegro Frank A Director Grant or award +3,539 $2.83 $10K 10,682
2024-06-28 Nixon James Craig Director Grant or award +4,424 $2.83 $13K 48,068
2024-06-28 MAVROMMATIS NED Director Grant or award +2,654 $2.83 $8K 30,760
2024-05-29 Nixon James Craig Director Grant or award +1,000 $2.28 $2K 43,644
2024-05-22 Nixon James Craig Director Grant or award +1,000 $2.56 $3K 42,644
2024-05-21 Ferry Charles Parker CEO Purchase +3,773 $2.70 $10K 9,773
2024-05-17 Nixon James Craig Director Grant or award +1,000 $2.85 $3K 41,644
2024-03-28 EHRMAN KENNETH S Director Grant or award +1,731 $4.33 $8K 59,115
2024-03-28 Lonegro Frank A Director Grant or award +2,308 $4.33 $10K 7,143

Page 5 of 7 · 130 trades