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CIK 0001326160 · Large accelerated filer

Duke Energy CORP

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Tickers
DUK DUKB
Exchange
NYSE
Industry
Electric & Other Services Combined
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
202777218
Phone
800-488-3853
Business address
525 SOUTH TRYON STREET, CHARLOTTE, NC, 28202-1803
Former names
Duke Energy Holding Corp., Deer Holding Corp.

Securities

  • DUK (Holding Company) Common Stock NYSE
  • DUKB 5.625% Junior Subordinated Debentures due 2078 NYSE
  • DUKU Corporate Units NYSE
  • DUK-PA Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock NYSE
  1. 4 Grant or award SVP,Chf Acct Off,Tax,Control acquired 841 shares (grant or award)
  2. 4 Grant or award Chairman, Pres & CEO acquired 35,043 shares (grant or award)
  3. 4 Grant or award EVP&Pres Natural Gas Business acquired 2,671 shares (grant or award)
  4. 4 Grant or award EVPEnergySolutions&PresMidW&FL acquired 5,416 shares (grant or award)
  5. 4 Grant or award EVP,Administration&Chief HROff acquired 2,713 shares (grant or award)
  6. 4 Grant or award EVP & CFO acquired 6,206 shares (grant or award)
  7. 10-K Report Annual Report
  8. 4 Shares withheld for taxes Chairman, Pres & CEO gave up 11,095 shares (to pay taxes)
  9. 4 Shares withheld for taxes SVP,Chf Acct Off,Tax,Control gave up 960 shares (to pay taxes)
  10. 4 Shares withheld for taxes EVP & CFO gave up 3,211 shares (to pay taxes)
  11. 4 Shares withheld for taxes EVPEnergySolutions&PresMidW&FL gave up 1,119 shares (to pay taxes)
  12. 4 Shares withheld for taxes EVP&Pres Natural Gas Business gave up 273 shares (to pay taxes)
  13. 4 Shares withheld for taxes EVP & Chief Operating Officer gave up 8,407 shares (to pay taxes)
  14. 4 Shares withheld for taxes EVP,Administration&Chief HROff gave up 1,636 shares (to pay taxes)
  15. 4 Shares withheld for taxes EVPCust&DelivOps;PresCarolinas gave up 6,234 shares (to pay taxes)
  16. 4 Shares withheld for taxes EVP, External Affairs & CLO gave up 2,985 shares (to pay taxes)
  17. 4 Open-market sale EVP,Administration&Chief HROff sold 2,000 shares at an average $87.49 ($174,983)
  18. 4 Gift EVP & Chief Operating Officer gave 6,383 shares (gift)
  19. 4 Gift SVP,Chief Acct Off,Controller gave 1,165 shares (gift)
  20. 4/A Open-market sale EVP & Chief Operating Officer sold 2,050 shares at $80.98 ($166,009)

Page 52 of 161 · 3,217 filings