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CIK 0001326160 · Large accelerated filer

Duke Energy CORP

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Tickers
DUK DUKB
Exchange
NYSE
Industry
Electric & Other Services Combined
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
202777218
Phone
800-488-3853
Business address
525 SOUTH TRYON STREET, CHARLOTTE, NC, 28202-1803
Former names
Duke Energy Holding Corp., Deer Holding Corp.

Securities

  • DUK (Holding Company) Common Stock NYSE
  • DUKB 5.625% Junior Subordinated Debentures due 2078 NYSE
  • DUKU Corporate Units NYSE
  • DUK-PA Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock NYSE
  1. 4 Shares withheld for taxes EVP & Chief HR Officer gave up 870 shares (to pay taxes)
  2. 4 Shares withheld for taxes SVP,Chf Acct Off,Tax,Control gave up 177 shares (to pay taxes)
  3. 4 Shares withheld for taxes EVP & Chief Legal Officer gave up 190 shares (to pay taxes)
  4. 4 Open-market sale Chairman, Pres & CEO sold 16,400 shares at $91.86 ($1,506,504)
  5. 4 Open-market sale EVP & Chief HR Officer sold 8,000 shares at an average $101.68 ($813,441)
  6. 4 Open-market sale EVP & CFO sold 212 shares at $99.29 ($21,049)
  7. 4 Open-market sale EVP ExtAffairs&PresCarolinas sold 6,165 shares at $99.67 ($614,453)
  8. 4 Shares withheld for taxes EVP & Chief Legal Officer gave up 93 shares (to pay taxes)
  9. 4 Shares withheld for taxes SVP,Chief Transform&AdminOff gave up 130 shares (to pay taxes)
  10. 4 Shares withheld for taxes EVPEnrgySol&PresMidW&FL&NatGas gave up 737 shares (to pay taxes)
  11. 4 Option exercise EVP & CFO acquired 3,130 shares (option exercise)
  12. 4 Option exercise EVP ExtAffairs&PresCarolinas acquired 9,390 shares (option exercise)
  13. 4 Option exercise EVP & Chief HR Officer acquired 3,130 shares (option exercise)
  14. 4 Shares withheld for taxes SVP, Customer Exp & Services gave up 88 shares (to pay taxes)
  15. 4 Option exercise EVP & Chief Operating Officer acquired 12,520 shares (option exercise)
  16. 4 Shares withheld for taxes SVP,Chf Acct Off,Tax,Control gave up 84 shares (to pay taxes)
  17. 4 Option exercise Chairman, Pres & CEO acquired 87,642 shares (option exercise)
  18. 4 Open-market sale SVP,Chief Transform&AdminOff sold 1,100 shares at $102.04 ($112,239)
  19. 4 Open-market sale EVP ExtAffairs&PresCarolinas sold 10,367 shares at $102.02 ($1,057,641)
  20. 4 Open-market sale EVP & Chief Legal Officer sold 1,330 shares at an average $102.01 ($135,668)

Page 44 of 161 · 3,217 filings