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CIK 0001326160 · Large accelerated filer

Duke Energy CORP

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Tickers
DUK DUKB
Exchange
NYSE
Industry
Electric & Other Services Combined
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
202777218
Phone
800-488-3853
Business address
525 SOUTH TRYON STREET, CHARLOTTE, NC, 28202-1803
Former names
Duke Energy Holding Corp., Deer Holding Corp.

Securities

  • DUK (Holding Company) Common Stock NYSE
  • DUKB 5.625% Junior Subordinated Debentures due 2078 NYSE
  • DUKU Corporate Units NYSE
  • DUK-PA Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock NYSE
  1. 4 Grant or award EVP, Cust Exp, Soln & Svcs acquired 6,378 shares (grant or award)
  2. 4 Grant or award SVP & CEO DEF & Midwest acquired 4,165 shares (grant or award)
  3. 4 Grant or award EVP-Chf Gen Off-Entrp Op Excel acquired 5,098 shares (grant or award)
  4. 4 Shares withheld for taxes EVP ExtAffairs&PresCarolinas gave up 982 shares (to pay taxes)
  5. 4 Shares withheld for taxes SVP, External Affairs & Comm gave up 129 shares (to pay taxes)
  6. 4 Shares withheld for taxes EVP & CCO gave up 1,015 shares (to pay taxes)
  7. 4 Shares withheld for taxes EVP & Chief Operating Officer gave up 1,237 shares (to pay taxes)
  8. 4 Shares withheld for taxes SVP & CEO DEF & Midwest gave up 112 shares (to pay taxes)
  9. 4 Shares withheld for taxes EVP-Chf Gen Off-Entrp Op Excel gave up 457 shares (to pay taxes)
  10. 4 Shares withheld for taxes EVP, CLO & Corp Sec gave up 600 shares (to pay taxes)
  11. 4 Shares withheld for taxes Chair, President & CEO gave up 4,849 shares (to pay taxes)
  12. 4 Shares withheld for taxes EVP, Cust Exp, Soln & Svcs gave up 340 shares (to pay taxes)
  13. 4 Shares withheld for taxes EVP & CFO gave up 344 shares (to pay taxes)
  14. 4 Shares withheld for taxes VP, Chf Acct Off & Controller gave up 64 shares (to pay taxes)
  15. 4 Open-market sale Director sold 33 shares at $112.40 ($3,709)
  16. 4 Open-market sale SVP, External Affairs & Comm sold 1,900 shares at an average $99.90 ($189,812)
  17. SC 13G/A Stake Amended Statement of Ownership
  18. 8-K Event Results of operations
  19. 4 Shares withheld for taxes Chair, President & CEO gave up 43,727 shares (to pay taxes)
  20. 4 Shares withheld for taxes EVP & Chief Operating Officer gave up 10,056 shares (to pay taxes)

Page 23 of 161 · 3,217 filings