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CIK 0000012239 · Non-accelerated filer<br>Smaller reporting company

Dominari Holdings Inc.

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Ticker
DOMH
Exchange
Nasdaq
Industry
Security Brokers, Dealers & Flotation Companies
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
520849320
Phone
(212) 393-4540
Business address
725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY, 10022
Former names
Aikido Pharma Inc., AIkido Pharma Inc., SPHERIX INC, BIOSPHERICS INC
Open-market buys, last 90 days
$418,380
in 2 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$418,380. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Hayes Anthony +$209K CEO 1 filing
  2. Wool Kyle Michael +$209K President 1 filing
Date Insider Transaction Shares Price Value Owned after
2014-01-28 Hayes Anthony CHIEF EXECUTIVE OFFICER Grant or award · Options +75,000 1,237,500
2014-01-28 Hayes Anthony CHIEF EXECUTIVE OFFICER Grant or award · Options +600,000 1,237,500
2014-01-28 Poltorak Alexander I. Director Grant or award · Options +75,000 76,214
2014-01-28 Kesner Harvey J Director Grant or award · Options +300,000 588,513
2014-01-27 Kesner Harvey J Director Purchase +1,000 $5.79 $6K 1,000
2014-01-25 Kesner Harvey J Director Grant or award · Options +37,500 588,513
2013-08-07 Kesner Harvey J INTERIM CEO Option exercise +6,711 27,115
2013-08-07 Kesner Harvey J INTERIM CEO Option exercise · Warrant −9,391 0
2013-05-31 Kesner Harvey J INTERIM CEO Sale −110,000 29,795
2013-04-04 Karr Edward M Director Grant or award · Common Stock Options +75,000 1,013
2013-04-04 CLAYTON ROBERT CFO AND TREASURER Grant or award · Common Stock Options +5,000 5,063
2013-04-04 BROWN DOUGLAS T Director Grant or award · Common Stock Options +75,000 1,159
2013-04-04 Kesner Harvey J INTERIM CEO Grant or award · Common Stock Options +1,000,000 1,013
2013-04-04 VanderZanden Robert J Director Grant or award · Common Stock Options +75,000 1,159
2013-04-04 CLAYTON ROBERT CFO AND TREASURER Grant or award · Common Stock Option +0 $7.08 $0
2013-04-04 Karr Edward M Director Grant or award · Common Stock Option +0 $7.08 $0
2013-04-04 BROWN DOUGLAS T Director Grant or award · Common Stock Options +75,000 $7.08 $531K 98,183
2012-12-31 Lodder Robert A President Grant or award +1,000 $6.83 $7K 1,000
2012-12-31 CLAYTON ROBERT CFO & Treasurer Grant or award +1,000 $6.83 $7K 1,000
2012-12-28 Kesner Harvey J Director Grant or award +120,000 $6.80 $816K 120,000

Page 13 of 20 · 400 trades