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CIK 0001569345 · Large accelerated filer

Sprinklr, Inc.

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Ticker
CXM
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Jan 31
Incorporated
DE
Entity type
operating
EIN
454771485
Phone
(917) 933-7800
Business address
441 9TH AVE, 12TH FLOOR, NEW YORK, NY, 10001
Former names
Sprinklr, Inc.
Open-market buys, last 90 days
$850,500
in 1 filing
Open-market sales, last 90 days
$2,773,654
in 8 filings, $1.6M under 10b5-1 plans

Net −$1,923,154. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. READ RORY P −$1.9M President & CEO sold 10% of stake
  2. WARD JR STEPHEN M +$851K Director 1 filing
  3. Misra Amitabh −$394K Chief Technology Officer sold 8% of stake
  4. Scott Jacob −$259K GENERAL COUNSEL AND CORP. SEC. sold 7% of stake
  5. Corso Joy −$190K Chief Administrative Officer sold 3% of stake
Date Insider Transaction Shares Price Value Owned after
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion +1,867,825 35,688,241
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion +10,810,810 46,499,051
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion +9,090,909 55,589,960
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Other disposition −55,589,960 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Purchase +1,413,501 $16.00 $22.6M 1,413,501
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series A Convertible Preferred Stock −5,455,519 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series B Convertible Preferred Stock −10,347,669 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series C Convertible Preferred Stock −4,903,524 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series D Convertible Preferred Stock −1,393,143 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series D-2 Convertible Preferred Stock −18,525 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series E-1 Convertible Preferred Stock −682,186 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series E-2 Convertible Preferred Stock −111,752 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series F Convertible Preferred Stock −1,867,825 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series G-1 Convertible Preferred Stock −10,810,810 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Conversion · Series G-2 Convertible Preferred Stock −9,090,909 0
2021-06-25 H&F Corporate Investors IX, Ltd. 10% owner Other acquisition · Class B Common Stock +55,589,960 55,589,960
2021-06-22 Thomas Ragy Chief Executive Officer Grant or award +720,000 28,770,704
2021-06-22 Thomas Ragy Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +2,318,632 2,318,632
2021-06-22 Thomas Ragy Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +2,318,632 2,318,632
2021-06-22 Thomas Ragy Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +2,318,632 2,318,632

Page 53 of 54 · 1,066 trades