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CIK 0001569345 · Large accelerated filer

Sprinklr, Inc.

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Ticker
CXM
Exchange
NYSE
Industry
Services-Prepackaged Software
FY end
Jan 31
Incorporated
DE
Entity type
operating
EIN
454771485
Phone
(917) 933-7800
Business address
441 9TH AVE, 12TH FLOOR, NEW YORK, NY, 10001
Former names
Sprinklr, Inc.
Open-market buys, last 90 days
$850,500
in 1 filing
Open-market sales, last 90 days
$2,773,654
in 8 filings, $1.6M under 10b5-1 plans

Net −$1,923,154. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. READ RORY P −$1.9M President & CEO sold 10% of stake
  2. WARD JR STEPHEN M +$851K Director 1 filing
  3. Misra Amitabh −$394K Chief Technology Officer sold 8% of stake
  4. Scott Jacob −$259K GENERAL COUNSEL AND CORP. SEC. sold 7% of stake
  5. Corso Joy −$190K Chief Administrative Officer sold 3% of stake

Reading 65 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-10-15 Harvey Scott Michael EVP Customer Operations Grant or award +291,165 291,165
2023-10-13 Adams Diane Chief Culture & Talent Officer Conversion 10b5-1 +151,235 424,781
2023-10-13 Adams Diane Chief Culture & Talent Officer Sale 10b5-1 −151,235 $13.60 $2.1M 273,546
2023-10-13 Adams Diane Chief Culture & Talent Officer Option exercise · Employee Stock Option (right to buy) 10b5-1 −31,126 13,021
2023-10-13 Adams Diane Chief Culture & Talent Officer Option exercise · Class B Common Stock 10b5-1 +31,126 $4.25 $132K 161,126
2023-10-13 Adams Diane Chief Culture & Talent Officer Option exercise · Employee Stock Option (right to buy) 10b5-1 −120,109 154,891
2023-10-13 Adams Diane Chief Culture & Talent Officer Option exercise · Class B Common Stock 10b5-1 +120,109 $4.93 $592K 281,235
2023-10-13 Adams Diane Chief Culture & Talent Officer Conversion · Class B Common Stock 10b5-1 −151,235 130,000
2023-10-11 Agrawal Neeraj Director Sale −139,716 $14.11 $2.0M 746,735
2023-10-10 Battery Partners IX, LLC 10% owner Other disposition −3,000,000 2,035,367
2023-10-10 Battery Partners IX, LLC 10% owner Other disposition −30,304 18,464
2023-10-10 Battery Partners IX, LLC 10% owner Other acquisition +908,624 908,624
2023-10-10 Battery Partners IX, LLC 10% owner Other disposition −908,624 0
2023-10-10 Battery Partners IX, LLC 10% owner Sale −88,585 $14.55 $1.3M 88,593
2023-10-03 Agrawal Neeraj Director Sale −37,262 $13.83 $515K 799,999
2023-10-02 Agrawal Neeraj Director Sale −186,129 $13.94 $2.6M 837,261
2023-09-28 Battery Partners IX, LLC 10% owner Other disposition −3,000,000 5,035,367
2023-09-28 Battery Partners IX, LLC 10% owner Other disposition −30,304 48,768
2023-09-28 Battery Partners IX, LLC 10% owner Other acquisition +908,537 908,537
2023-09-28 Battery Partners IX, LLC 10% owner Other disposition −908,537 0

Page 18 of 32 · 627 trades