CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
Sign in to watch- Ticker
- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-06-20 | DIEHL BOWEN S President and CEO | Option exercise | +6,247 | $11.00 | $69K | 116,596 |
| 2018-06-20 | DIEHL BOWEN S President and CEO | Option exercise | +2,661 | $11.53 | $31K | 119,257 |
| 2018-06-20 | DIEHL BOWEN S President and CEO | Option exercise · Incentive Stock Option | +5,705 | 2,852 | ||
| 2018-06-20 | DIEHL BOWEN S President and CEO | Option exercise · Non-qualified Stock Option | +6,247 | 3,123 | ||
| 2018-06-20 | DIEHL BOWEN S President and CEO | Option exercise · Non-qualified Stock Option | +2,661 | 50,000 | ||
| 2018-03-23 | WILSON JOHN H Director | Purchase | +3,000 | $17.10 | $51K | 20,000 |
| 2018-02-09 | Sarner Michael Scott Chief Financial Officer | Purchase | +700 | $16.24 | $11K | 104,986 |
| 2018-02-08 | Morgan Thomas Duane Director | Purchase | +3,050 | $16.39 | $50K | 14,937 |
| 2017-12-28 | Brooks David R Director | Purchase | +2,000 | $16.66 | $33K | 22,000 |
| 2017-11-21 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Purchase | +380 | $16.87 | $6K | 85,147 |
| 2017-11-15 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Shares withheld for taxes | −1,368 | $16.95 | $23K | 84,767 |
| 2017-11-15 | ASHBAUGH WILLIAM M Sr. VP, Managing Director | Shares withheld for taxes | −524 | $16.95 | $9K | 48,068 |
| 2017-11-15 | ASHBAUGH WILLIAM M Sr. VP, Managing Director | Grant or award | +5,000 | 48,068 | ||
| 2017-11-15 | DIEHL BOWEN S President and CEO | Grant or award | +46,800 | 141,807 | ||
| 2017-11-15 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Grant or award | +20,000 | 84,767 | ||
| 2017-11-15 | Sarner Michael Scott Chief Financial Officer | Grant or award | +39,000 | 104,286 | ||
| 2017-11-13 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Purchase | +1,500 | $17.00 | $25K | 66,135 |
| 2017-11-10 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Shares withheld for taxes | −1,641 | $16.99 | $28K | 64,635 |
| 2017-11-10 | ASHBAUGH WILLIAM M Sr. VP, Managing Director | Shares withheld for taxes | −1,049 | $16.99 | $18K | 43,592 |
| 2017-08-28 | Moab Partners LP 10% owner | Sale | −1,323 | $17.40 | $23K | 1,474,742 |
Page 9 of 15 · 300 trades