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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-28 BATTIST CHRISTINE Director Purchase +910 $21.85 $20K 2,704
2019-03-29 DIEHL BOWEN S President and CEO Option exercise +2,852 $11.00 $31K 123,275
2019-03-29 DIEHL BOWEN S President and CEO Option exercise +3,123 $11.00 $34K 126,398
2019-03-29 DIEHL BOWEN S President and CEO Option exercise · Incentive Stock Option −2,852 0
2019-03-29 DIEHL BOWEN S President and CEO Option exercise · Non-qualified Stock Option −3,123 0
2018-12-26 FURST JACK D Director Purchase +3,504 $18.78 $66K 23,504
2018-12-24 FURST JACK D Director Purchase +2,900 $18.16 $53K 20,000
2018-11-15 Sarner Michael Scott Chief Financial Officer Grant or award +43,400 148,386
2018-11-15 DIEHL BOWEN S President and CEO Grant or award +51,000 154,655
2018-11-12 BATTIST CHRISTINE Director Purchase +1,000 $19.53 $20K 1,794
2018-08-21 BATTIST CHRISTINE Director Purchase +794 $19.01 $15K 794
2018-08-15 DIEHL BOWEN S President and CEO Option exercise +50,000 $11.53 $577K 169,257
2018-08-15 DIEHL BOWEN S President and CEO Option exercise · Non-qualified Stock Option −50,000 0
2018-06-20 DIEHL BOWEN S President and CEO Option exercise +5,705 $11.00 $63K 110,349
2018-06-20 DIEHL BOWEN S President and CEO Option exercise +6,247 $11.00 $69K 116,596
2018-06-20 DIEHL BOWEN S President and CEO Option exercise +2,661 $11.53 $31K 119,257
2018-06-20 DIEHL BOWEN S President and CEO Option exercise · Incentive Stock Option +5,705 2,852
2018-06-20 DIEHL BOWEN S President and CEO Option exercise · Non-qualified Stock Option +6,247 3,123
2018-06-20 DIEHL BOWEN S President and CEO Option exercise · Non-qualified Stock Option +2,661 50,000
2018-06-20 DIEHL BOWEN S President and CEO Option exercise +5,705 $11.00 $63K 110,349

Page 8 of 15 · 300 trades