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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-06-10 Sarner Michael Scott Chief Financial Officer Grant or award +38,818 287,381
2021-06-10 Sarner Michael Scott Chief Financial Officer Shares withheld for taxes −3,444 $27.65 $95K 283,937
2021-06-10 Weinstein Joshua S. Senior Managing Director Grant or award +33,109 151,894
2021-06-10 Weinstein Joshua S. Senior Managing Director Shares withheld for taxes −1,965 $27.65 $54K 149,929
2021-03-19 BATTIST CHRISTINE Director Purchase +1,000 $21.45 $21K 6,191
2021-02-11 Brooks David R Director Purchase +1,500 $20.57 $31K 30,000
2020-06-10 Sarner Michael Scott Chief Financial Officer Grant or award +55,527 248,563
2020-06-10 DIEHL BOWEN S President and CEO Grant or award +66,631 161,577
2020-03-20 DIEHL BOWEN S President and CEO Purchase +20,000 $9.46 $189K 308,353
2020-03-20 Sarner Michael Scott Chief Financial Officer Purchase +21,500 $9.40 $202K 193,036
2020-03-18 FURST JACK D Director Purchase +39,000 $8.84 $345K 39,000
2020-03-18 FURST JACK D Director Purchase +15,500 $8.84 $137K 39,004
2020-03-18 Brooks David R Director Purchase +4,000 $8.90 $36K 28,500
2020-03-17 BATTIST CHRISTINE Director Purchase +950 $10.33 $10K 5,191
2020-03-02 BATTIST CHRISTINE Director Purchase +537 $18.61 $10K 4,241
2020-02-28 Sarner Michael Scott Chief Financial Officer Purchase +4,150 $18.15 $75K 171,536
2020-02-24 BATTIST CHRISTINE Director Purchase +1,000 $20.35 $20K 3,704
2019-11-15 DIEHL BOWEN S President and CEO Grant or award +22,500 141,923
2019-11-15 Sarner Michael Scott Chief Financial Officer Grant or award +19,000 167,386
2019-08-30 Brooks David R Director Purchase +2,500 $21.37 $53K 24,500

Page 7 of 15 · 300 trades