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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-30 Rogers-Windsor Ramona Lynn Director Purchase +750 $23.81 $18K 3,229.97
2022-03-29 Brooks David R Director Purchase +2,000 $23.93 $48K 32,000
2022-02-17 BATTIST CHRISTINE Director Purchase +389 $25.00 $10K 8,248
2021-12-29 Rogers-Windsor Ramona Lynn Director Purchase +800 $25.05 $20K 2,479.97
2021-12-20 BATTIST CHRISTINE Director Purchase +400 $24.35 $10K 7,859
2021-11-15 DIEHL BOWEN S President and CEO Shares withheld for taxes −11,833 $27.38 $324K 137,897
2021-11-15 Sarner Michael Scott Chief Financial Officer Shares withheld for taxes −9,974 $27.38 $273K 277,317.7
2021-11-15 Weinstein Joshua S. Senior Managing Director Shares withheld for taxes −5,364 $27.38 $147K 144,565
2021-11-09 Sarner Michael Scott Chief Financial Officer Purchase +3,354.7 $26.83 $90K 287,291.7
2021-09-30 Rogers-Windsor Ramona Lynn Director Purchase +800 $25.55 $20K 1,650
2021-09-28 BATTIST CHRISTINE Director Purchase +700 $25.40 $18K 7,459
2021-09-09 Thomas William R III Director Sale −4,000 $27.70 $111K 0
2021-09-09 Thomas William R III Director Purchase +2,000 $27.72 $55K 6,000
2021-09-09 Thomas William R III Director Purchase +2,000 $27.72 $55K 6,000
2021-09-09 BATTIST CHRISTINE Director Purchase +568 $27.75 $16K 6,759
2021-08-31 Morgan Thomas Duane Director Purchase +381 $26.39 $10K 4,776
2021-08-16 Rogers-Windsor Ramona Lynn Director Purchase +200 $26.40 $5K 850
2021-06-30 Rogers-Windsor Ramona Lynn Director Purchase +650 $23.57 $15K 650
2021-06-10 DIEHL BOWEN S President and CEO Grant or award +45,668 166,398
2021-06-10 DIEHL BOWEN S President and CEO Shares withheld for taxes −5,886 $27.65 $163K 160,512

Page 6 of 15 · 300 trades