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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-06-09 Sarner Michael Scott Chief Financial Officer Shares withheld for taxes −4,723 $26.13 $123K 348,033.7
2024-06-09 Weinstein Joshua S. Senior Managing Director Shares withheld for taxes −3,560 $26.13 $93K 201,807
2024-06-03 Thomas William R III Director Gift −8,217 4,661
2024-06-03 Thomas William R III Director Purchase +9,400 $25.87 $243K 14,061
2024-05-29 BATTIST CHRISTINE Director Purchase +192 $25.25 $5K 8,420
2024-05-23 Rogers-Windsor Ramona Lynn Director Purchase +500 $25.65 $13K 12,598.24
2023-12-21 Rogers-Windsor Ramona Lynn Director Purchase +500 $23.29 $12K 11,663.96
2023-11-15 DIEHL BOWEN S President and CEO Shares withheld for taxes −2,213 $22.17 $49K 234,639
2023-11-15 Sarner Michael Scott Chief Financial Officer Shares withheld for taxes −1,869 $22.17 $41K 352,756.7
2023-11-15 Weinstein Joshua S. Senior Managing Director Shares withheld for taxes −1,131 $22.17 $25K 216,167
2023-11-02 Rogers-Windsor Ramona Lynn Director Purchase +500 $21.67 $11K 11,163.96
2023-08-10 FURST JACK D Director Grant or award +2,240 43,665
2023-08-10 Rogers-Windsor Ramona Lynn Director Grant or award +2,240 10,462.13
2023-08-10 Brooks David R Director Grant or award +2,240 36,661
2023-08-10 Thomas William R III Director Grant or award +2,240 12,878
2023-08-10 BATTIST CHRISTINE Director Grant or award +2,240 5,171
2023-06-10 DIEHL BOWEN S President and CEO Shares withheld for taxes −17,282 $19.86 $343K 236,852
2023-06-10 Sarner Michael Scott Chief Financial Officer Shares withheld for taxes −12,527 $19.86 $249K 354,625.7
2023-06-10 Weinstein Joshua S. Senior Managing Director Shares withheld for taxes −8,084 $19.86 $161K 217,298
2023-06-09 DIEHL BOWEN S President and CEO Grant or award +85,612 254,134

Page 4 of 15 · 300 trades