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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2012-05-21 NEBLETT GLENN M. Vice President Option exercise +2,000 $88.20 $176K 2,000
2012-05-21 NEBLETT GLENN M. Vice President Sale −2,000 $102.00 $204K 0
2012-05-21 NEBLETT GLENN M. Vice President Option exercise · Incentive Stock Option +2,000 $88.20 $176K 2,000
2012-05-18 PETERSON JEFFREY G Vice President Option exercise +2,000 $76.74 $153K 5,250
2012-05-18 PETERSON JEFFREY G Vice President Option exercise +1,500 $93.49 $140K 6,750
2012-05-18 PETERSON JEFFREY G Vice President Option exercise +4,500 $93.49 $421K 11,250
2012-05-18 PETERSON JEFFREY G Vice President Sale −3,000 $101.38 $304K 8,250
2012-05-18 PETERSON JEFFREY G Vice President Option exercise · Incentive Stock Option +2,000 $76.74 $153K 2,000
2012-05-18 PETERSON JEFFREY G Vice President Option exercise · Incentive Stock Option +1,500 $93.49 $140K 3,500
2012-05-18 PETERSON JEFFREY G Vice President Option exercise · Incentive Stock Option +4,500 $93.49 $421K 8,000
2012-05-18 Morris Tracy L. CFO Option exercise +2,000 $76.74 $153K 2,000
2012-05-18 Morris Tracy L. CFO Sale −2,000 $101.58 $203K 0
2012-05-18 Morris Tracy L. CFO Option exercise · Incentive Stock Option +2,000 $76.74 $153K 2,000
2012-05-18 MARTIN GARY L President Option exercise +7,500 $76.74 $576K 97,423
2012-05-18 MARTIN GARY L President Option exercise · Non-Qualified Stock Option +7,500 $76.74 $576K 7,500
2012-05-18 ASHBAUGH WILLIAM M Senior VP Option exercise +4,000 $93.49 $374K 9,718
2012-05-18 ASHBAUGH WILLIAM M Senior VP Option exercise +2,000 $76.74 $153K 11,718
2012-05-18 ASHBAUGH WILLIAM M Senior VP Option exercise · Incentive Stock Option +4,000 $93.49 $374K 4,000
2012-05-18 ASHBAUGH WILLIAM M Senior VP Option exercise · Incentive Stock Option +2,000 $76.74 $153K 6,000
2012-05-17 Thomas William R III Vice President Option exercise +2,000 $76.74 $153K 8,768

Page 27 of 28 · 541 trades