CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-03-04 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,000 | $76.74 | $77K | 2,750 |
| 2013-03-04 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,000 | $124.08 | $124K | 1,750 |
| 2013-03-04 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | +1,000 | $76.74 | $77K | 2,750 |
| 2013-03-01 | SCHWERTNER RAY D. Vice President | Option exercise | +300 | $95.79 | $29K | 1,308 |
| 2013-03-01 | SCHWERTNER RAY D. Vice President | Option exercise · Incentive Stock Option | +300 | $95.79 | $29K | 300 |
| 2013-02-28 | SCHWERTNER RAY D. Vice President | Sale | −300 | $116.00 | $35K | 1,008 |
| 2013-01-22 | Shedd Christopher Scott Vice President | Grant or award | +750 | 750 | ||
| 2013-01-22 | Gohlke Henry James Vice President | Grant or award | +500 | 2,500 | ||
| 2013-01-22 | Golden Matthew Bailey Vice President | Grant or award | +750 | 750 | ||
| 2012-12-18 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −718 | $107.57 | $77K | 1,500 |
| 2012-12-17 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −2,500 | $105.99 | $265K | 2,218 |
| 2012-12-14 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,000 | $105.77 | $106K | 4,718 |
| 2012-11-06 | Gohlke Henry James Vice President | Purchase | +62 | $107.97 | $7K | 1,951 |
| 2012-11-06 | Gohlke Henry James Vice President | Purchase | +49 | $108.00 | $5K | 2,000 |
| 2012-11-05 | Gohlke Henry James Vice President | Purchase | +174 | $108.00 | $19K | 1,889 |
| 2012-11-05 | Gohlke Henry James Vice President | Purchase | +174 | $108.00 | $19K | 174 |
| 2012-10-31 | Strup Richard F. Director | Purchase | +24 | $109.34 | $3K | 124 |
| 2012-10-31 | Strup Richard F. Director | Purchase | +76 | $109.65 | $8K | 200 |
| 2012-10-31 | Strup Richard F. Director | Purchase | +100 | $109.36 | $11K | 300 |
| 2012-10-31 | Strup Richard F. Director | Purchase | +200 | $109.36 | $22K | 500 |
Page 25 of 28 · 541 trades