CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-05-06 | SCHWERTNER RAY D. Vice President | Sale | −16 | $123.40 | $2K | 759 |
| 2013-05-02 | Morgan Thomas Duane Director | Purchase | +250 | $115.45 | $29K | 250 |
| 2013-03-21 | SCHWERTNER RAY D. Vice President | Sale | −200 | $119.20 | $24K | 1,158 |
| 2013-03-19 | SCHWERTNER RAY D. Vice President | Option exercise | +250 | $95.79 | $24K | 1,358 |
| 2013-03-19 | SCHWERTNER RAY D. Vice President | Option exercise · Incentive Stock Option | +250 | $95.79 | $24K | 1,358 |
| 2013-03-11 | NEBLETT GLENN M. Chief Investment Officer | Option exercise | +403 | $88.20 | $36K | 603 |
| 2013-03-11 | NEBLETT GLENN M. Chief Investment Officer | Sale | −300 | $123.90 | $37K | 303 |
| 2013-03-11 | NEBLETT GLENN M. Chief Investment Officer | Sale | −103 | $123.21 | $13K | 200 |
| 2013-03-11 | NEBLETT GLENN M. Chief Investment Officer | Option exercise · Incentive Stock Option | +403 | $88.20 | $36K | 603 |
| 2013-03-08 | MARTIN GARY L Chief Executive Officer | Option exercise | +3,750 | $76.74 | $288K | 101,573 |
| 2013-03-08 | MARTIN GARY L Chief Executive Officer | Option exercise · Non-Qualified Stock Option | +3,750 | $76.74 | $288K | 101,573 |
| 2013-03-06 | SCHWERTNER RAY D. Vice President | Sale | −200 | $124.00 | $25K | 1,108 |
| 2013-03-05 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +2,000 | $93.49 | $187K | 3,750 |
| 2013-03-05 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −2,000 | $123.79 | $248K | 1,750 |
| 2013-03-05 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-Qualifying Stock Option | +2,000 | $93.49 | $187K | 3,750 |
| 2013-03-05 | Morris Tracy L. CFO | Option exercise | +1,000 | $76.74 | $77K | 1,200 |
| 2013-03-05 | Morris Tracy L. CFO | Option exercise | +220 | $96.92 | $21K | 1,420 |
| 2013-03-05 | Morris Tracy L. CFO | Sale | −1,220 | $124.06 | $151K | 200 |
| 2013-03-05 | Morris Tracy L. CFO | Option exercise · Incentive Stock Option | +1,000 | $76.74 | $77K | 1,200 |
| 2013-03-05 | Morris Tracy L. CFO | Option exercise · Incentive Stock Option | +220 | $96.92 | $21K | 1,420 |
Page 24 of 28 · 541 trades