CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
Sign in to watch- Ticker
- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −22 | $139.20 | $3K | 1,750 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +200 | $93.49 | $19K | 1,950 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −200 | $138.24 | $28K | 1,750 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,000 | $93.49 | $93K | 2,750 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,000 | $138.24 | $138K | 1,750 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-Qualifying Stock Option | +22 | $93.49 | $2K | 1,772 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | +200 | $93.49 | $19K | 1,950 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-Qualifying Stock Option | +1,000 | $93.49 | $93K | 2,750 |
| 2013-06-07 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +400 | $93.49 | $37K | 2,150 |
| 2013-06-07 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −400 | $140.23 | $56K | 1,750 |
| 2013-06-07 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | +400 | $93.49 | $37K | 2,150 |
| 2013-06-06 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,400 | $93.49 | $131K | 3,150 |
| 2013-06-06 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,400 | $140.93 | $197K | 1,750 |
| 2013-06-06 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | +1,400 | $93.49 | $131K | 3,150 |
| 2013-06-06 | SCHWERTNER RAY D. Vice President | Sale | −125 | $142.50 | $18K | 100 |
| 2013-06-04 | SCHWERTNER RAY D. Vice President | Sale | −75 | $142.50 | $11K | 225 |
| 2013-05-20 | SCHWERTNER RAY D. Vice President | Sale | −200 | $137.10 | $27K | 300 |
| 2013-05-07 | SCHWERTNER RAY D. Vice President | Sale | −259 | $123.94 | $32K | 500 |
| 2013-05-06 | SCHWERTNER RAY D. Vice President | Sale | −225 | $122.80 | $28K | 933 |
| 2013-05-06 | SCHWERTNER RAY D. Vice President | Sale | −158 | $122.00 | $19K | 775 |
Page 23 of 28 · 541 trades