CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-12-19 | SCHWERTNER RAY D. Vice President | Sale | −400 | $34.84 | $14K | 2,600 |
| 2013-12-19 | SCHWERTNER RAY D. Vice President | Purchase | +1,000 | $95.79 | $96K | 3,600 |
| 2013-12-19 | SCHWERTNER RAY D. Vice President | Option exercise · Incentive Stock Option | +1,000 | $95.79 | $96K | 3,600 |
| 2013-07-15 | Armes Joseph B President and CEO | Grant or award | +5,000 | 5,000 | ||
| 2013-07-15 | Armes Joseph B President and CEO | Grant or award · Stock options | +30,000 | 30,000 | ||
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award | +3,375 | $148.08 | $500K | 3,375 |
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award | +4,125 | $148.08 | $611K | 7,500 |
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award | +1,250 | $148.08 | $185K | 8,750 |
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award · Incentive Stock Options | +3,375 | $148.08 | $500K | 3,375 |
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award · Non-Qualified Stock Options | +4,125 | $148.08 | $611K | 7,500 |
| 2013-07-15 | Armes Joseph B Chief Executive Officer | Grant or award · Non-Qulified Stock Options | +1,250 | $148.08 | $185K | 8,750 |
| 2013-06-20 | SCHWERTNER RAY D. Vice President | Option exercise | +400 | $95.79 | $38K | 500 |
| 2013-06-20 | SCHWERTNER RAY D. Vice President | Option exercise · Incentive Stock Option | +400 | $95.79 | $38K | 500 |
| 2013-06-12 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +384 | $93.49 | $36K | 2,134 |
| 2013-06-12 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −384 | $139.65 | $54K | 1,750 |
| 2013-06-12 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-Qualifying Stock Option | +384 | $93.49 | $36K | 2,134 |
| 2013-06-11 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,094 | $93.49 | $102K | 2,844 |
| 2013-06-11 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,094 | $138.47 | $151K | 1,750 |
| 2013-06-11 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-Qualifying Stock Option | +1,094 | $93.49 | $102K | 2,844 |
| 2013-06-10 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +22 | $93.49 | $2K | 1,772 |
Page 22 of 28 · 541 trades