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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-02-12 MARTIN GARY L Director Option exercise · Stock options +34,942 167,278
2014-02-11 Thomas William R III Director Gift −1,470 29,943
2014-02-11 MARTIN GARY L Director Option exercise +5,000 $32.37 $162K 411,292
2014-02-11 MARTIN GARY L Director Sale −5,000 $33.90 $170K 406,292
2014-02-11 MARTIN GARY L Director Option exercise +106 $32.37 $3K 406,398
2014-02-11 MARTIN GARY L Director Sale −106 $34.00 $4K 406,292
2014-02-11 MARTIN GARY L Director Option exercise · Stock options +5,106 202,220
2014-02-06 MARTIN GARY L Director Option exercise +1,174 $32.37 $38K 407,466
2014-02-06 MARTIN GARY L Director Sale −1,174 $34.02 $40K 406,292
2014-02-06 MARTIN GARY L Director Option exercise · Stock options +1,174 208,500
2014-02-05 MARTIN GARY L Director Option exercise +500 $32.37 $16K 406,792
2014-02-05 MARTIN GARY L Director Sale −500 $34.04 $17K 406,292
2014-02-05 MARTIN GARY L Director Option exercise · Stock options +500 239,500
2014-02-03 Armes Joseph B President and CEO Purchase +3,000 $34.37 $103K 3,000
2014-01-31 Brooks David R Director Purchase +1,500 $35.11 $53K 1,500
2014-01-20 TACKE KELLY Chief Financial Officer Grant or award +4,000 4,000
2014-01-20 TACKE KELLY Chief Financial Officer Grant or award · Stock Option +25,000 25,000
2013-12-19 SCHWERTNER RAY D. Vice President Sale −560 $34.75 $19K 4,100
2013-12-19 SCHWERTNER RAY D. Vice President Sale −500 $34.78 $17K 3,600
2013-12-19 SCHWERTNER RAY D. Vice President Sale −600 $34.80 $21K 3,000

Page 21 of 28 · 541 trades