CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-12-05 | LIGON SAMUEL B Director | Purchase | +380 | $39.00 | $15K | 12,380 |
| 2014-09-18 | SCHWERTNER RAY D. Vice President | Option exercise | +3,200 | $23.95 | $77K | 8,600 |
| 2014-09-18 | SCHWERTNER RAY D. Vice President | Option exercise · Stock options | −3,200 | 6,600 | ||
| 2014-08-28 | Armes Joseph B President and CEO | Grant or award | +42,000 | 47,000 | ||
| 2014-08-28 | Armes Joseph B President and CEO | Grant or award · Stock Options | +86,333 | 116,333 | ||
| 2014-08-28 | DIEHL BOWEN S SVP and CIO | Grant or award | +42,000 | 57,000 | ||
| 2014-08-28 | DIEHL BOWEN S SVP and CIO | Grant or award · Stock Options | +86,334 | 116,334 | ||
| 2014-08-28 | TACKE KELLY SVP and CFO | Grant or award | +43,000 | 47,000 | ||
| 2014-08-28 | TACKE KELLY SVP and CFO | Grant or award · Stock Options | +86,333 | 111,333 | ||
| 2014-08-06 | SCHWERTNER RAY D. Vice President | Option exercise | +1,000 | $23.95 | $24K | 5,400 |
| 2014-08-06 | SCHWERTNER RAY D. Vice President | Option exercise · Stock options | −1,000 | 9,800 | ||
| 2014-06-23 | Golden Matthew Bailey Vice President | Purchase | +1,500 | $35.36 | $53K | 1,500 |
| 2014-06-23 | SCHWERTNER RAY D. Vice President | Sale | −2,000 | $35.31 | $71K | 4,400 |
| 2014-06-05 | Armes Joseph B President and CEO | Purchase | +847 | $35.49 | $30K | 5,649 |
| 2014-06-05 | Armes Joseph B President and CEO | Purchase | +353 | $35.00 | $12K | 6,002 |
| 2014-06-04 | Armes Joseph B President and CEO | Purchase | +1,802 | $35.25 | $64K | 4,802 |
| 2014-05-20 | DIEHL BOWEN S SVP, CIO | Purchase | +5,000 | $35.09 | $175K | 15,000 |
| 2014-03-24 | DIEHL BOWEN S SVP and CIO | Purchase | +1,427 | $35.41 | $51K | 10,000 |
| 2014-03-21 | DIEHL BOWEN S SVP and CIO | Purchase | +1,473 | $35.06 | $52K | 8,573 |
| 2014-03-19 | DIEHL BOWEN S SVP and CIO | Purchase | +1,000 | $34.90 | $35K | 7,000 |
Page 19 of 28 · 541 trades