CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-10-14 | DIEHL BOWEN S President and CEO | Returned to the company · Stock Options | −352 | 85,982 | ||
| 2015-10-14 | DIEHL BOWEN S President and CEO | Returned to the company · Stock Options | −123 | 29,877 | ||
| 2015-10-14 | DIEHL BOWEN S President and CEO | Returned to the company · Stock Options | −352 | 85,982 | ||
| 2015-10-14 | ASHBAUGH WILLIAM M Senior Vice President | Returned to the company · Incentive Stock Option | −82 | 19,918 | ||
| 2015-10-14 | ASHBAUGH WILLIAM M Senior Vice President | Returned to the company · Non-qualified Stock Option | −9 | 1,991 | ||
| 2015-10-14 | ASHBAUGH WILLIAM M Senior Vice President | Returned to the company · Incentive Stock Option | −17 | 3,983 | ||
| 2015-08-24 | WILSON JOHN H Director | Purchase | +550 | $45.06 | $25K | 9,200 |
| 2015-08-11 | Armes Joseph B President and CEO | Purchase | +1,000 | $48.51 | $49K | 9,502 |
| 2015-08-11 | Morgan Thomas Duane Director | Purchase | +300 | $48.11 | $14K | 1,575 |
| 2015-06-05 | Golden Matthew Bailey Vice President | Sale | −1,100 | $49.75 | $55K | 1,800 |
| 2015-05-29 | Thomas William R III Director | Gift | −14,000 | 9,529 | ||
| 2015-05-29 | Thomas William R III Director | Gift | −4,000 | 5,529 | ||
| 2015-05-29 | Thomas William R III Director | Gift | −2,000 | 3,529 | ||
| 2015-05-29 | KELLEY DOUGLAS M. Sr. VP & Managing Director | Purchase | +13.9 | $50.35 | $700 | 7,013.9 |
| 2015-05-28 | Golden Matthew Bailey Vice President | Sale | −100 | $50.50 | $5K | 2,900 |
| 2015-05-26 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +3,433 | $19.18 | $66K | 14,433 |
| 2015-05-26 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −3,433 | $51.03 | $175K | 11,000 |
| 2015-05-26 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Options | −3,433 | 0 | ||
| 2015-05-22 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +650 | $19.18 | $12K | 11,650 |
| 2015-05-22 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −650 | $51.05 | $33K | 11,000 |
Page 16 of 28 · 541 trades