CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
Sign in to watch- Ticker
- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-09-07 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Purchase | +102 | $14.89 | $2K | 44,905.4 |
| 2016-06-24 | Morgan Thomas Duane Director | Purchase | +1,000 | $14.03 | $14K | 4,395 |
| 2016-06-24 | KELLEY DOUGLAS M. Sr. VP, Managing Director | Purchase | +1,775 | $13.92 | $25K | 44,803.4 |
| 2016-06-24 | Brooks David R Director | Purchase | +4,000 | $14.00 | $56K | 6,600 |
| 2016-06-23 | Sarner Michael Scott Chief Financial Officer | Purchase | +4,986 | $14.12 | $70K | 30,786 |
| 2016-06-17 | Sarner Michael Scott Chief Financial Officer | Purchase | +1,800 | $13.85 | $25K | 25,800 |
| 2016-03-21 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +3,983 | $7.36 | $29K | 37,522 |
| 2016-03-21 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,991 | $7.36 | $15K | 39,513 |
| 2016-03-21 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | −3,983 | 0 | ||
| 2016-03-21 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-qualified Stock Option | −1,991 | 0 | ||
| 2016-03-18 | WILSON JOHN H Director | Purchase | +2,000 | $14.07 | $28K | 12,000 |
| 2016-02-18 | KELLEY DOUGLAS M. Sr. VP & Managing Director | Purchase | +5,000 | $14.04 | $70K | 43,013.9 |
| 2016-02-12 | Morgan Thomas Duane Director | Purchase | +950 | $13.34 | $13K | 3,395 |
| 2016-01-15 | Moab Partners LP 10% owner | Purchase · Put Option (right to sell) | +939 | $1.00 | $939 | 939 |
| 2016-01-15 | Moab Capital Partners LLC 10% owner | Purchase | +1,100 | $13.72 | $15K | 1,660,113 |
| 2016-01-15 | Moab Capital Partners LLC 10% owner | Purchase · Put Option (Right to Sell) | +1,000 | $1.00 | $1K | 1,000 |
| 2016-01-14 | Moab Capital Partners LLC 10% owner | Purchase | +1,000 | $13.89 | $14K | 1,653,313 |
| 2016-01-14 | Moab Capital Partners LLC 10% owner | Purchase | +5,700 | $13.91 | $79K | 1,659,013 |
| 2016-01-13 | Moab Capital Partners LLC 10% owner | Purchase | +43,733 | $14.10 | $617K | 1,636,860 |
| 2016-01-13 | Moab Capital Partners LLC 10% owner | Purchase | +14,453 | $14.03 | $203K | 1,651,313 |
Page 14 of 15 · 300 trades