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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
Open-market buys, last 90 days
$50,005
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Thomas William R III +$50K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-09-07 FURST JACK D Director Purchase +1,900 $14.78 $28K 4,000
2016-09-07 KELLEY DOUGLAS M. Sr. VP, Managing Director Purchase +102 $14.89 $2K 44,905.4
2016-06-24 Morgan Thomas Duane Director Purchase +1,000 $14.03 $14K 4,395
2016-06-24 KELLEY DOUGLAS M. Sr. VP, Managing Director Purchase +1,775 $13.92 $25K 44,803.4
2016-06-24 Brooks David R Director Purchase +4,000 $14.00 $56K 6,600
2016-06-23 Sarner Michael Scott Chief Financial Officer Purchase +4,986 $14.12 $70K 30,786
2016-06-17 Sarner Michael Scott Chief Financial Officer Purchase +1,800 $13.85 $25K 25,800
2016-03-18 WILSON JOHN H Director Purchase +2,000 $14.07 $28K 12,000
2016-02-18 KELLEY DOUGLAS M. Sr. VP & Managing Director Purchase +5,000 $14.04 $70K 43,013.9
2016-02-12 Morgan Thomas Duane Director Purchase +950 $13.34 $13K 3,395
2016-01-15 Moab Capital Partners LLC 10% owner Purchase +1,100 $13.72 $15K 1,660,113
2016-01-14 Moab Capital Partners LLC 10% owner Purchase +1,000 $13.89 $14K 1,653,313
2016-01-14 Moab Capital Partners LLC 10% owner Purchase +5,700 $13.91 $79K 1,659,013
2016-01-13 Moab Capital Partners LLC 10% owner Purchase +43,733 $14.10 $617K 1,636,860
2016-01-13 Moab Capital Partners LLC 10% owner Purchase +14,453 $14.03 $203K 1,651,313
2016-01-13 Moab Capital Partners LLC 10% owner Purchase +1,000 $13.96 $14K 1,652,313
2016-01-12 Moab Capital Partners LLC 10% owner Purchase +2,573 $14.19 $37K 1,570,711
2016-01-12 Moab Capital Partners LLC 10% owner Purchase +22,416 $14.16 $317K 1,593,127
2016-01-11 Moab Capital Partners LLC 10% owner Purchase +500 $14.12 $7K 1,568,138
2016-01-08 Moab Capital Partners LLC 10% owner Purchase +700 $14.24 $10K 1,566,638

Page 5 of 7 · 140 trades