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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
  1. 4 Open-market buy Director bought 4,000 shares at $8.90 ($35,596)
  2. 4 Open-market buy Director bought 950 shares at $10.33 ($9,815)
  3. 4 Open-market buy Director bought 537 shares at $18.61 ($9,994)
  4. 4 Open-market buy Chief Financial Officer bought 4,150 shares at $18.15 ($75,318)
  5. 4 Open-market buy Director bought 1,000 shares at $20.35 ($20,351)
  6. 4 Grant or award President and CEO acquired 22,500 shares (grant or award)
  7. 4 Grant or award Chief Financial Officer acquired 19,000 shares (grant or award)
  8. 4 Open-market buy Director bought 2,500 shares at $21.37 ($53,423)
  9. 4 Open-market buy Director bought 910 shares at $21.85 ($19,888)
  10. 4 Option exercise President and CEO acquired 5,975 shares (option exercise)
  11. 4 Open-market buy Director bought 6,404 shares at an average $18.50 ($118,469)
  12. 4 Grant or award Chief Financial Officer acquired 43,400 shares (grant or award)
  13. 4 Grant or award President and CEO acquired 51,000 shares (grant or award)
  14. 4 Open-market buy Director bought 1,000 shares at $19.53 ($19,527)
  15. 4 Open-market buy Director bought 794 shares at $19.01 ($15,094)
  16. 4 Option exercise President and CEO acquired 50,000 shares (option exercise)
  17. 3 Insider Initial Statement of Ownership
  18. 4/A Option exercise President and CEO acquired 14,613 shares (option exercise)
  19. 4 Option exercise President and CEO acquired 14,613 shares (option exercise)
  20. 4 Open-market buy Director bought 3,000 shares at $17.10 ($51,300)

Page 6 of 26 · 507 filings