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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
  1. 4 Shares withheld for taxes President and CEO gave up 11,833 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chief Financial Officer gave up 9,974 shares (to pay taxes)
  3. 4 Shares withheld for taxes Senior Managing Director gave up 5,364 shares (to pay taxes)
  4. 4 Open-market buy Chief Financial Officer bought 3,354.7 shares at $26.83 ($90,000)
  5. 4 Open-market buy Director bought 700 shares at $25.40 ($17,780)
  6. 4 Open-market buy Director bought 4,000 shares at an average $27.72 ($110,879)
  7. 4 Open-market buy Director bought 568 shares at $27.75 ($15,764)
  8. 4 Open-market buy Director bought 381 shares at $26.39 ($10,055)
  9. 4 Shares withheld for taxes President and CEO gave up 5,886 shares (to pay taxes)
  10. 4 Shares withheld for taxes Chief Financial Officer gave up 3,444 shares (to pay taxes)
  11. 4 Shares withheld for taxes Senior Managing Director gave up 1,965 shares (to pay taxes)
  12. 3 Insider Initial Statement of Ownership
  13. 3 Insider Initial Statement of Ownership
  14. 4 Open-market buy Director bought 1,000 shares at $21.45 ($21,450)
  15. 4 Open-market buy Director bought 1,500 shares at $20.57 ($30,851)
  16. 4 Grant or award Chief Financial Officer acquired 55,527 shares (grant or award)
  17. 4 Grant or award President and CEO acquired 66,631 shares (grant or award)
  18. 4 Open-market buy President and CEO bought 20,000 shares at $9.46 ($189,200)
  19. 4 Open-market buy Chief Financial Officer bought 21,500 shares at $9.40 ($202,100)
  20. 4 Open-market buy Director bought 54,500 shares at $8.84 ($481,584)

Page 5 of 26 · 507 filings