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CIK 0000017313 · Large accelerated filer

CAPITAL SOUTHWEST CORP

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Ticker
CSWC
Exchange
Nasdaq
FY end
Mar 31
Incorporated
TX
Entity type
operating
EIN
751072796
Phone
2142385700
Business address
8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
  1. 4 Returned to the company 10% owner returned 849,690 shares (to the company)
  2. 4 Option exercise Vice President acquired 3,200 shares (option exercise)
  3. 4 Option exercise Vice President acquired 1,000 shares (option exercise)
  4. 4 Grant or award President and CEO acquired 42,000 shares (grant or award)
  5. 4 Grant or award SVP and CIO acquired 42,000 shares (grant or award)
  6. 4 Grant or award SVP and CFO acquired 43,000 shares (grant or award)
  7. 3 Insider Initial Statement of Ownership
  8. 4 Open-market buy Vice President bought 1,500 shares at $35.36 ($53,040)
  9. 4 Open-market sale Vice President sold 2,000 shares at $35.31 ($70,620)
  10. 4 Open-market buy President and CEO bought 3,002 shares at an average $35.29 ($105,936)
  11. 4 Open-market buy SVP, CIO bought 5,000 shares at $35.09 ($175,450)
  12. 4 Open-market buy SVP and CIO bought 1,427 shares at $35.41 ($50,530)
  13. 4 Open-market buy SVP and CIO bought 1,473 shares at $35.06 ($51,643)
  14. 4 Open-market buy SVP and CIO bought 1,100 shares at an average $34.89 ($38,380)
  15. 3 Insider Initial Statement of Ownership
  16. 4 Option exercise Vice President acquired 2,000 shares (option exercise)
  17. 4 Option exercise Vice President acquired 14,388 shares (option exercise)
  18. 4 Option exercise Director acquired 39,000 shares (option exercise)
  19. 4 Open-market sale Director sold 23,519 shares at $34.20 ($804,350)
  20. 4 Open-market sale Director sold 1,149 shares at $33.86 ($38,905)

Page 13 of 26 · 507 filings