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CIK 0000836564 · Non-accelerated filer<br>Smaller reporting company

Mosaic ImmunoEngineering Inc.

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Ticker
CPMV
Exchange
OTC
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
841070278
Phone
657-208-0890
Business address
9114 ADAMS AVE., #202, HUNTINGTON BEACH, CA, 92646
Former names
PATRIOT SCIENTIFIC CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-12-16 LYTLE PAUL J EVP, Chief Financial Officer Grant or award · Restricted Stock Units +37,772 $3.30 $125K 80,164
2020-12-16 KING STEVEN W President and CEO Grant or award · Restricted Stock Units +65,218 $3.30 $215K 65,218
2020-12-16 KING STEVEN W President and CEO Grant or award · Restricted Stock Units +43,479 $3.30 $143K 108,697
2020-12-16 JOHNSON CARLTON M Director Grant or award · Restricted Stock Units +26,087 $3.30 $86K 26,087
2020-12-16 GARNICK ROBERT L Director Grant or award · Restricted Stock Units +26,087 $3.30 $86K 26,087
2015-05-04 JOHNSON CARLTON M Director Grant or award · Stock Option (right to buy) +500,000 1,050,000
2015-05-04 Flowers Clifford L CFO Grant or award · Stock Option (right to buy) +600,000 775,000
2015-05-04 FELCYN GLORIA Director Grant or award · Stock Option (right to buy) +500,000 1,050,000
2013-06-04 JOHNSON CARLTON M Director Grant or award · Stock Option (right to buy) +300,000 550,000
2013-06-04 Flowers Clifford L CFO and Interim CEO Grant or award · Stock Option (right to buy) +100,000 175,000
2013-06-04 FELCYN GLORIA Director Grant or award · Stock Option (right to buy) +300,000 550,000
2013-04-17 Flowers Clifford L CFO and Interim CEO Option exercise +75,000 $0.10 $8K 75,000
2013-04-17 Flowers Clifford L CFO and Interim CEO Option exercise · Stock Option (right to buy) −75,000 75,000
2012-04-30 FELCYN GLORIA Director Grant or award +48,200 $0.10 $5K 951,690
2012-04-27 FELCYN GLORIA Director Grant or award +4,500 $0.10 $450 903,490
2012-04-26 FELCYN GLORIA Director Grant or award +89,290 $0.10 $9K 898,990
2010-06-03 Flowers Clifford L CFO and Interim CEO Grant or award · Stock Option (right to buy) +150,000 150,000
2010-06-03 JOHNSON CARLTON M Director Grant or award · Stock Option (right to buy) +250,000 250,000
2010-06-03 FELCYN GLORIA Director Grant or award · Stock Option (right to buy) +250,000 250,000
2009-12-09 FALK HELMUT JR Director Option exercise +100,000 $0.07 $7K 2,622,731

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