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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-03-09 Young Andrew M Chief Financial Officer Shares withheld for taxes −3,453 $185.73 $641K 59,186
2026-03-09 Karam Celia Pres, Retail Bank Grant or award +7,429 67,768
2026-03-09 Karam Celia Pres, Retail Bank Shares withheld for taxes −3,351 $185.73 $622K 64,417
2026-03-09 Dean Lia Pres, Banking & Prem. Products Grant or award +8,094 71,202
2026-03-09 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −4,056 $185.73 $753K 67,146
2026-03-09 Cooper Matthew W General Counsel & Corp Secy Grant or award +8,094 104,345
2026-03-09 Cooper Matthew W General Counsel & Corp Secy Shares withheld for taxes −3,651 $185.73 $678K 100,694
2026-03-09 LaPrade,III Frank G. Chief Enterprise Srvcs Officer Grant or award +12,154 63,724
2026-03-09 LaPrade,III Frank G. Chief Enterprise Srvcs Officer Shares withheld for taxes −5,482 $185.73 $1.0M 58,242
2026-03-09 Sanjiv Yajnik President, Financial Services Grant or award +9,922 153,858
2026-03-09 Sanjiv Yajnik President, Financial Services Shares withheld for taxes −4,475 $185.73 $831K 149,383
2026-03-09 Alexander Robert M. Chief Information Officer Grant or award +9,957 81,783
2026-03-09 Alexander Robert M. Chief Information Officer Shares withheld for taxes −4,491 $185.73 $834K 77,292
2026-03-09 FAIRBANK RICHARD D Chairman and CEO Grant or award +55,638 4,056,875
2026-03-09 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −25,093 $185.73 $4.7M 4,031,782
2026-03-09 FAIRBANK RICHARD D Chairman and CEO Grant or award +66,901 4,098,683
2026-03-09 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −30,173 $185.73 $5.6M 4,068,510
2026-03-02 Karam Celia Pres, Retail Bank Sale 10b5-1 −1,636 $191.00 $312K 60,339
2026-03-02 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −3,284 $191.00 $627K 63,108
2026-02-26 Mouadeb Mark Daniel President, Card Sale 10b5-1 −1,593 $210.00 $335K 49,382

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