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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. FAIRBANK RICHARD D −$37.0M Chairman and CEO sold 4% of stake
  2. Cooper Matthew W −$1.4M General Counsel & Corp Secy sold 8% of stake
  3. Dean Lia −$1.3M Pres, Banking & Prem. Products sold 9% of stake
  4. Karam Celia −$1.2M Pres, Retail Bank sold 9% of stake
  5. RASKIND PETER E −$595K Director sold 9% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-05-08 Locoh-Donou Francois Director Grant or award +1,294 14,802
2026-05-08 RASKIND PETER E Director Grant or award +1,294 34,396
2026-05-08 SHATTUCK MAYO A III Director Grant or award +1,294 67,911
2026-05-01 Karam Celia Pres, Retail Bank Sale 10b5-1 −1,749 $192.58 $337K 61,579
2026-04-07 LaPrade,III Frank G. Chief Enterprise Srvcs Officer Grant or award +11,041 69,283
2026-04-01 Karam Celia Pres, Retail Bank Sale 10b5-1 −1,099 $185.61 $204K 63,323
2026-04-01 Dean Lia Pres, Banking & Prem. Products Sale 10b5-1 −1,692 $185.61 $314K 65,454
2026-03-09 West Kara Chief Enterprise Risk Officer Grant or award +4,477 48,685
2026-03-09 West Kara Chief Enterprise Risk Officer Shares withheld for taxes −2,020 $185.73 $375K 46,665
2026-03-09 Zamsky Michael Chief Credit & Fin'l Risk Off. Grant or award +6,047 36,193
2026-03-09 Zamsky Michael Chief Credit & Fin'l Risk Off. Shares withheld for taxes −2,728 $185.73 $507K 33,465
2026-03-09 Raghu Ravi Pres, Software, Intl & Sm Bus Grant or award +4,834 37,957
2026-03-09 Raghu Ravi Pres, Software, Intl & Sm Bus Shares withheld for taxes −1,903 $185.73 $353K 36,054
2026-03-09 Mouadeb Mark Daniel President, Card Grant or award +5,142 54,524
2026-03-09 Mouadeb Mark Daniel President, Card Shares withheld for taxes −2,320 $185.73 $431K 52,204
2026-03-09 Blinde Neal President, Commercial Banking Grant or award +8,342 41,893
2026-03-09 Blinde Neal President, Commercial Banking Shares withheld for taxes −3,624 $185.73 $673K 38,269
2026-03-09 Haggerty Kaitlin Chief Human Resources Officer Grant or award +5,316 52,959
2026-03-09 Haggerty Kaitlin Chief Human Resources Officer Shares withheld for taxes −2,398 $185.73 $445K 50,561
2026-03-09 Young Andrew M Chief Financial Officer Grant or award +7,656 62,639

Page 4 of 21 · 419 trades