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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-01 Zamsky Michael Chief Consumer Credit Officer Shares withheld for taxes −1,858 $108.58 $202K 29,644
2023-03-01 FAIRBANK RICHARD D Chairman and CEO Grant or award +166,419 3,923,448
2023-03-01 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −75,055 $108.58 $8.1M 3,848,399
2023-03-01 Dean Lia Pres, Banking & Prem. Products Grant or award +12,675 62,559
2023-03-01 Dean Lia Pres, Banking & Prem. Products Shares withheld for taxes −6,348 $108.58 $689K 56,211
2023-03-01 Raghu Ravi Pres, Software, Intl & Sm Bus Grant or award +2,853 46,083
2023-03-01 Raghu Ravi Pres, Software, Intl & Sm Bus Shares withheld for taxes −1,123 $108.58 $122K 44,960
2012-09-10 ING GROEP NV Director Sale −54,028,086 $55.25 $3.0B 802,639
2012-07-23 ING GROEP NV Director Purchase +39,948 $54.82 $2.2M 54,830,725

Page 34 of 34 · 669 trades