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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-07-25 FAIRBANK RICHARD D Chairman and CEO Option exercise 10b5-1 +3,891 $71.06 $276K 3,852,290
2023-07-25 FAIRBANK RICHARD D Chairman and CEO Sale 10b5-1 −3,891 $117.34 $457K 3,848,406
2023-07-25 FAIRBANK RICHARD D Chairman and CEO Option exercise · Stock Options 10b5-1 −3,891 101,162
2023-07-24 FAIRBANK RICHARD D Chairman and CEO Option exercise 10b5-1 +3,891 $71.06 $276K 3,852,290
2023-07-24 FAIRBANK RICHARD D Chairman and CEO Sale 10b5-1 −3,891 $115.53 $450K 3,848,399
2023-07-24 FAIRBANK RICHARD D Chairman and CEO Option exercise · Stock Options 10b5-1 −3,891 105,053
2023-07-18 Mouadeb Mark Daniel President, U.S. Card Sale 10b5-1 −903 $115.00 $104K 15,493
2023-06-02 Mouadeb Mark Daniel President, U.S. Card Sale 10b5-1 −469 $110.00 $52K 16,396
2023-05-04 Archibong Ime Director Grant or award +2,453 5,719
2023-05-04 RASKIND PETER E Director Grant or award +2,453 30,161
2023-05-04 Locoh-Donou Francois Director Grant or award +2,453 10,567
2023-05-04 Serra Eileen Director Grant or award +2,453 8,609
2023-05-04 williams craig a. Director Grant or award +2,453 5,962
2023-05-04 Detrick Christine Rose Director Grant or award +2,453 4,711
2023-05-04 HACKETT ANN F Director Grant or award +2,453 69,980
2023-05-04 WARNER BRADFORD H Director Grant or award +2,453 47,554
2023-05-04 SHATTUCK MAYO A III Director Grant or award +2,453 63,295
2023-05-04 Killalea Peter Thomas Director Grant or award +2,453 17,120
2023-05-04 Leenaars Cornelis PAJ Director Grant or award +2,453 10,999
2023-03-01 Zamsky Michael Chief Consumer Credit Officer Grant or award +4,118 31,502

Page 33 of 34 · 669 trades