CIK 0000927628 · Large accelerated filer
CAPITAL ONE FINANCIAL CORP
Sign in to watch- Ticker
- COF
- Exchange
- NYSE
- Industry
- National Commercial Banks
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 541719854
- Phone
- 7037201000
- Business address
- 1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102
Securities
- COF Common Stock NYSE
- COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
- COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
- COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
- COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
- COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $41,537,166
- in 12 filings, $41.5M under 10b5-1 plans
Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-08-02 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $114.74 | $446K | 3,848,406 |
| 2023-08-02 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 77,816 | ||
| 2023-08-01 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,891 | $70.96 | $276K | 3,852,297 |
| 2023-08-01 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $116.20 | $452K | 3,848,406 |
| 2023-08-01 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 81,707 | ||
| 2023-07-31 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,891 | $70.96 | $276K | 3,852,297 |
| 2023-07-31 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $115.17 | $448K | 3,848,406 |
| 2023-07-31 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 85,598 | ||
| 2023-07-28 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,891 | $70.96 | $276K | 3,852,297 |
| 2023-07-28 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $116.19 | $452K | 3,848,406 |
| 2023-07-28 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 89,489 | ||
| 2023-07-27 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,891 | $71.06 | $276K | 3,852,297 |
| 2023-07-27 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $115.12 | $448K | 3,848,406 |
| 2023-07-27 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 93,380 | ||
| 2023-07-26 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,891 | $71.06 | $276K | 3,852,297 |
| 2023-07-26 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,891 | $115.06 | $448K | 3,848,406 |
| 2023-07-26 | FAIRBANK RICHARD D Chairman and CEO | Option exercise · Stock Options 10b5-1 | −3,891 | 97,271 | ||
| 2023-07-26 | West Kara Chief Audit Officer | Sale | −2,362 | $115.06 | $272K | 10,450 |
| 2023-07-25 | Borgmann Kevin S. Senior Advisor to the CEO | Sale 10b5-1 | −4,802 | $116.67 | $560K | 71,022 |
| 2023-07-25 | Borgmann Kevin S. Senior Advisor to the CEO | Sale 10b5-1 | −4,988 | $117.29 | $585K | 66,034 |
Page 32 of 34 · 669 trades