CIK 0000927628 · Large accelerated filer
CAPITAL ONE FINANCIAL CORP
Sign in to watch- Ticker
- COF
- Exchange
- NYSE
- Industry
- National Commercial Banks
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 541719854
- Phone
- 7037201000
- Business address
- 1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102
Securities
- COF Common Stock NYSE
- COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
- COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
- COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
- COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
- COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $41,537,166
- in 12 filings, $41.5M under 10b5-1 plans
Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-01 | Sanjiv Yajnik President, Financial Services | Grant or award | +11,742 | 111,163 | ||
| 2024-02-01 | West Kara Chief Enterprise Risk Officer | Grant or award | +5,595 | 16,122 | ||
| 2024-02-01 | Raghu Ravi Pres, Software, Intl & Sm Bus | Grant or award | +6,777 | 51,737 | ||
| 2024-01-31 | Blinde Neal President, Commercial Banking | Shares withheld for taxes | −17,115 | $135.32 | $2.3M | 104,357 |
| 2023-12-14 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Option exercise 10b5-1 | +27,955 | $86.34 | $2.4M | 82,946 |
| 2023-12-14 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Sale 10b5-1 | −27,955 | $130.00 | $3.6M | 54,991 |
| 2023-12-14 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Sale 10b5-1 | −11,805 | $130.00 | $1.5M | 43,186 |
| 2023-12-14 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Option exercise · Stock Options 10b5-1 | −27,955 | 0 | ||
| 2023-12-14 | HACKETT ANN F Director | Sale 10b5-1 | −3,000 | $130.00 | $390K | 54,980 |
| 2023-12-14 | HACKETT ANN F Director | Sale 10b5-1 | −3,000 | $130.00 | $390K | 0 |
| 2023-12-14 | Alexander Robert M. Chief Information Officer | Sale 10b5-1 | −7,998 | $130.00 | $1.0M | 67,040 |
| 2023-12-13 | HACKETT ANN F Director | Sale 10b5-1 | −2,000 | $125.00 | $250K | 57,980 |
| 2023-12-13 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Sale 10b5-1 | −23,253 | $125.01 | $2.9M | 54,991 |
| 2023-12-12 | HACKETT ANN F Director | Sale 10b5-1 | −2,000 | $120.00 | $240K | 59,980 |
| 2023-12-12 | HACKETT ANN F Director | Sale 10b5-1 | −2,005 | $120.00 | $241K | 3,000 |
| 2023-12-12 | LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Sale 10b5-1 | −7,962 | $120.00 | $955K | 78,244 |
| 2023-11-15 | HACKETT ANN F Director | Sale 10b5-1 | −4,861 | $106.03 | $515K | 65,119 |
| 2023-11-15 | HACKETT ANN F Director | Sale 10b5-1 | −3,139 | $107.14 | $336K | 61,980 |
| 2023-11-14 | FAIRBANK RICHARD D Chairman and CEO | Option exercise 10b5-1 | +3,890 | $70.96 | $276K | 3,852,302 |
| 2023-11-14 | FAIRBANK RICHARD D Chairman and CEO | Sale 10b5-1 | −3,890 | $106.93 | $416K | 3,848,412 |
Page 28 of 34 · 669 trades