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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$41,537,166
in 12 filings, $41.5M under 10b5-1 plans

Net −$41,537,166. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-02-01 Mouadeb Mark Daniel President, U.S. Card Grant or award +7,852 23,345
2024-02-01 Golden Timothy P Controller Grant or award +5,035 20,727
2024-02-01 Borgmann Kevin S. Senior Advisor to the CEO Grant or award +8,368 74,402
2024-02-01 Zamsky Michael Chief Credit & Fin'l Risk Off. Grant or award +7,866 37,510
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise +220 $134.56 $30K 3,848,638
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise +272 $134.56 $37K 3,848,910
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise +267 $134.56 $36K 3,849,177
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise +234 $134.56 $31K 3,849,411
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −220 $134.56 $30K 3,849,191
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −272 $134.56 $37K 3,848,919
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −267 $134.56 $36K 3,848,652
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Shares withheld for taxes −234 $134.56 $31K 3,848,418
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise · 2022 Restricted Stock Units −220 19,791
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise · Restricted Stock Units −272 16,404
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise · 2023 Restricted Stock Units −267 24,288
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Option exercise · Restricted Stock Units −234 21,305
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Grant or award · 2024 Restricted Stock Units +34,929 34,929
2024-02-01 FAIRBANK RICHARD D Chairman and CEO Grant or award · Restricted Stock Units +18,580 18,580
2024-02-01 Hall Sheldon Senior Advisor to CEO Grant or award +9,624 94,713
2024-02-01 Young Andrew M Chief Financial Officer Grant or award +9,236 37,049

Page 27 of 34 · 669 trades